Title 806 | Chapter 009 | Regulation 350
806 KAR 9:350.Recognition of financial planning certification and designation for receipt of fees and commissions.
Section 1.
Recognition of Financial Planning Certification and Designation. For purposes of KRS 304.9-350(8), the Department of Insurance recognizes the following financial planning certifications and designations:(1)
Accredited Asset Management Specialist (AAMS);(2)
Accredited Estate Planner (AEP);(3)
Associate Financial Advisor (AFA);(4)
Accredited Financial Counselor (AFC);(5)
Associate, Financial Services Institute (AFSI);(6)
Accredited Wealth Manager Advisor (AWMA);(7)
Board Certified in Estate Planning (BCE);(8)
Chartered Asset Manager (CAM);(9)
Chartered Advisor for Senior Living (CASL);(10)
Certificate in Investment Performance Measurement (CIPM);(11)
Certified Estate Advisor (CEA);(12)
Certified Estate Planner (CEP);(13)
Certified Financial Planner (CFP);(14)
Certified Fund Specialist (CFS);(15)
Certified Investment Management Analyst (CIMA);(16)
Certified Pension Consultant (CPC);(17)
Certified Public Accountant (CPA);(18)
Chartered Advisor in Philanthropy;(19)
Chartered Financial Analyst (CFA);(20)
Chartered Financial Consultant (ChFC);(21)
Chartered Life Underwriter (CLU);(22)
Chartered Market Technician (CMT);(23)
Chartered Mutual Fund Counselor (CMFC);(24)
Chartered Portfolio Manager (CPM);(25)
Chartered Retirement Planning Counselor (CRPC);(26)
Chartered Retirement Plan Specialist (CRPS);(27)
Chartered Senior Financial Planner (CSFP);(28)
Chartered Trust and Estate Planner (CTEP);(29)
Fellow, Financial Services Institute (FFSI);(30)
Fellow of the Life Management Institute (FLMI);(31)
Financial Services Specialist (FSS);(32)
Master Financial Advisor (MFA);(33)
Master Financial Manager (MFM);(34)
Master Financial Professional (MFP);(35)
Masters of Science in Financial Services (MSFS);(36)
Personal Financial Specialist (PFS);(37)
Professional Financial Advisor (PFA);(38)
Qualified Plan Financial Consultant (QPFC);(39)
Registered Financial Specialist (RFS);(40)
Registered Financial Planner (RFP); or(41)
Senior Registered Financial Planner (SRFP).HISTORY: (35 Ky.R. 1105; Am. 1492; 1708; eff. 2-6-2009; 46 Ky.R. 1872; eff. 1-+3-2020.)
806 KAR 9:350.Recognition of financial planning certification and designation for receipt of fees and commissions.
Section 1.
Recognition of Financial Planning Certification and Designation. For purposes of KRS 304.9-350(8), the Department of Insurance recognizes the following financial planning certifications and designations:(1)
Accredited Asset Management Specialist (AAMS);(2)
Accredited Estate Planner (AEP);(3)
Associate Financial Advisor (AFA);(4)
Accredited Financial Counselor (AFC);(5)
Associate, Financial Services Institute (AFSI);(6)
Accredited Wealth Manager Advisor (AWMA);(7)
Board Certified in Estate Planning (BCE);(8)
Chartered Asset Manager (CAM);(9)
Chartered Advisor for Senior Living (CASL);(10)
Certificate in Investment Performance Measurement (CIPM);(11)
Certified Estate Advisor (CEA);(12)
Certified Estate Planner (CEP);(13)
Certified Financial Planner (CFP);(14)
Certified Fund Specialist (CFS);(15)
Certified Investment Management Analyst (CIMA);(16)
Certified Pension Consultant (CPC);(17)
Certified Public Accountant (CPA);(18)
Chartered Advisor in Philanthropy;(19)
Chartered Financial Analyst (CFA);(20)
Chartered Financial Consultant (ChFC);(21)
Chartered Life Underwriter (CLU);(22)
Chartered Market Technician (CMT);(23)
Chartered Mutual Fund Counselor (CMFC);(24)
Chartered Portfolio Manager (CPM);(25)
Chartered Retirement Planning Counselor (CRPC);(26)
Chartered Retirement Plan Specialist (CRPS);(27)
Chartered Senior Financial Planner (CSFP);(28)
Chartered Trust and Estate Planner (CTEP);(29)
Fellow, Financial Services Institute (FFSI);(30)
Fellow of the Life Management Institute (FLMI);(31)
Financial Services Specialist (FSS);(32)
Master Financial Advisor (MFA);(33)
Master Financial Manager (MFM);(34)
Master Financial Professional (MFP);(35)
Masters of Science in Financial Services (MSFS);(36)
Personal Financial Specialist (PFS);(37)
Professional Financial Advisor (PFA);(38)
Qualified Plan Financial Consultant (QPFC);(39)
Registered Financial Specialist (RFS);(40)
Registered Financial Planner (RFP); or(41)
Senior Registered Financial Planner (SRFP).HISTORY: (35 Ky.R. 1105; Am. 1492; 1708; eff. 2-6-2009; 46 Ky.R. 1872; eff. 1-+3-2020.)