Broker-dealers,

• exploitation, permit disbursement delays - HB 93
• require reporting of exploitation by - HB 93

Department of Financial Institutions, jurisdiction - SB 225

Investment

• advisors, disbursement delays, by permitting - HB 93
• advisors, require reporting of exploitation - HB 93

Qualified

• persons, financial exploitation, allow reporting by - HB 93: HCS
• persons, financial exploitation, permit temporary holds by - HB 93: HCS