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Securities
WWW Version
Broker-dealers,
Department of Financial Institutions, jurisdiction - SB 225
Investment
- advisors, disbursement delays, by permitting - HB 93
- advisors, require reporting of exploitation - HB 93
Qualified
- persons, financial exploitation, allow reporting by - HB 93: HCS
- persons, financial exploitation, permit temporary holds by - HB 93: HCS