Kentucky Revised Statutes
Includes enactments through the 2024 Regular Session
Chapter titles, centered headings, section catchlines, and explanatory notes are for informational purposes only and do not constitute any part of the law. For general laws governing construction of statutes, see KRS Chapter 446.
The KRS database was last updated on 11/21/2024
.8-101 Short title.
.8-102 Definitions. (Effective until January 1, 2025)
.8-102 Definitions and index of definitions. (Effective January 1, 2025)
.8-103 Rules for determining whether certain obligations and interests are securities or financial assets. (Effective January 1, 2025)
.8-103 Rules for determining whether certain obligations and interests are securities or financial assets. (Effective until January 1, 2025)
.8-104 Acquisition of security or financial asset or interest therein.
.8-105 Notice of adverse claim.
.8-106 Control. (Effective until January 1, 2025)
.8-106 Control. (Effective January 1, 2025)
.8-107 Whether indorsement, instruction, or entitlement order is effective.
.8-108 Warranties in direct holding.
.8-109 Warranties in indirect holding.
.8-110 Applicability -- Choice of law. (Effective until January 1, 2025)
.8-110 Applicability -- Choice of law. (Effective January 1, 2025)
.8-111 Clearing corporation rules.
.8-112 Creditor's legal process.
.8-113 Statute of frauds inapplicable.
.8-114 Evidentiary rules concerning certificated securities.
.8-115 Securities intermediary and others not liable to adverse claimant.
.8-116 Securities intermediary as purchaser for value.
.8-201 "Issuer."
.8-202 Issuer's responsibility and defenses -- Notice of defect of defense.
.8-203 Staleness as notice of defect or defense.
.8-204 Effect of issuer's restrictions on transfer.
.8-205 Effect of unauthorized signature on security certificate.
.8-206 Completion or alteration of security certificate.
.8-207 Rights and duties of issuer with respect to registered owners.
.8-208 Effect of signature of authenticating trustee, registrar, or transfer agent.
.8-209 Issuer's lien.
.8-210 Overissue.
.8-301 Delivery.
.8-302 Rights of purchaser.
.8-303 Protected purchaser. (Effective until January 1, 2025)
.8-303 Protected purchaser. (Effective January 1, 2025)
.8-304 Indorsement.
.8-305 Instruction.
.8-306 Effect of guaranteeing signature, indorsement, or instruction.
.8-307 Purchaser's right to requisites for registration of transfer.
.8-308 Repealed, 1997.
.8-309 Repealed, 1997.
.8-310 Repealed, 1997.
.8-311 Repealed, 1997.
.8-312 Repealed, 1997.
.8-313 Repealed, 1997.
.8-314 Repealed, 1997.
.8-315 Repealed, 1997.
.8-316 Repealed, 1997.
.8-317 Repealed, 1997.
.8-318 Repealed, 1997.
.8-319 Repealed, 1997.
.8-320 Repealed, 1997.
.8-321 Repealed, 1997.
.8-401 Duty of issuer to register transfer.
.8-402 Assurance that indorsement or instruction is effective.
.8-403 Demand that issuer not register transfer.
.8-404 Wrongful registration.
.8-405 Replacement of lost, destroyed, or wrongfully taken security certificate.
.8-406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
.8-407 Authenticating trustee, transfer agent, and registrar.
.8-408 Repealed, 1997.
.8-501 Securities account -- Acquisition of security entitlement from securities intermediary.
.8-502 Assertion of adverse claim against entitlement holder.
.8-503 Property interest of entitlement holder in financial asset held by securities intermediary.
.8-504 Duties of securities intermediary to maintain financial asset.
.8-505 Duty of securities intermediary with respect to payments and distributions.
.8-506 Duty of securities intermediary to exercise rights as directed by entitlement holder.
.8-507 Duty of securities intermediary to comply with entitlement order.
.8-508 Duty of securities intermediary to change entitlement holder's position to other form of security holding.
.8-509 Specification of duties of securities intermediary by other statute or regulation -- Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
.8-510 Rights of purchaser of security entitlement from entitlement holder.
.8-511 Priority among security interests and entitlement holders.