Title 502 | Chapter 030 | Regulation 070
PREVIOUS VERSION
The previous document that this document is based upon is available.
502 KAR 30:070.Inspection of criminal history record information by record subject.
Section 1.
Access and Review Procedures.(1)
The record subject of CHRI maintained by the department may review CHRI about the record subject and initiate a challenge to the CHRI through the Criminal Identification and Records Branch.(2)
To review CHRI, the record subject shall provide to the Criminal Identification and Records Branch at 1266 Louisville Road, Frankfort, Kentucky 40601:(a)
A completed Criminal History Information Review Request, KSP 309;(b)
One (1) set of rolled fingerprints to be used to verify the record subject's identity; and(c) A check or money order made payable to the Kentucky State Treasurer in the amount of twenty (20) dollars.(3)
The Criminal Identification and Records Branch staff shall:(a)
Note the date the request is received on the KSP 309; and(b)
Within five (5) working days of the receipt of the request:1.
Mail the criminal history records to the requestor if requested; or2.
Schedule the record review. If a review is scheduled, the requester shall be notified of the scheduled date and time of review in writing.Section 2.
Record Review Procedures.(1)
To ensure that the subject appearing for a scheduled review of the CHRI is the person from whom the submitted set of fingerprints was obtained, Criminal Identification and Records Branch staff shall check the identity of the person prior to review of the CHRI by visually comparing the person to the picture on a driver's license or other government picture identification.(2)
The record subject, and his attorney, if written authorization is submitted by the record subject, may inspect the copy of the CHRI at the scheduled review.(3)
Criminal Identification and Records Branch staff shall provide reasonable assistance upon request to assist with understanding of the CHRI at the scheduled review.(4)
The Criminal Identification and Records Branch shall inform the record subject in writing that a challenge shall be initiated within thirty (30) working days of the scheduled review or the date the records are mailed to the record subject.(5)
If the record subject does not initiate a challenge at the time of CHRI review, a copy of the individual's record shall be retained by the Criminal Identification and Records Criminal Identification and Records Branch and filed with the record subject's KSP 309 form in a manner convenient to the Branch. Information regarding the Request for Review form shall remain at the Criminal Identification and Records Branch not less than thirty (30) working days from the scheduled date of review or mailing of the records. If after thirty (30) working days, a challenge has not been initiated, all documents regarding the review shall be maintained in accordance with the Criminal Identification and Records Branch's retention schedule.Section 3.
Challenge of Record Contents.(1)
If the record subject desires to challenge the contents of the record, the record subject shall deliver or mail within thirty (30) working days of the record review or mailing of the records for review, whichever is later, a completed Criminal History Information Challenge, KSP 310, with supporting documents to the Criminal Identification and Records Branch, 1266 Louisville Road, Frankfort, Kentucky 40601.(2)
The record subject shall state on the KSP 310 if the individual requests a copy of the CHRI for purposes of the challenge.(3)
A copy of the individual's CHRI shall be given to the individual if a challenge is initiated and the individual requests a copy of the CHRI on the KSP 310 for purposes of pursuing a challenge. The copy provided by the Criminal Identification and Records Branch shall be permanently marked or stamped to indicate that the copy is for the purpose of the challenge and that any other use of the CHRI would be in violation of federal and state law.Section 4.
Processing of Challenge.(1)
The Criminal Identification and Records Branch shall conduct a comparison of the information under challenge with the original input documents and information contained in the repository files.(2)
Any errors or omissions discovered in the repository files shall be corrected.(3)
If no error is found, the Criminal Identification and Records Branch shall:(a)
Forward to the agency or agencies which the records indicate as contributing the information under challenge a copy of the:1.
Original challenge form;2.
Record as contained in the files; and3.
Any other relevant information; and(b)
Request examination in an expeditious manner all relevant files to determine the validity of the challenge.(4)
The Criminal Identification and Records Branch shall notify the record subject or his legal counsel in writing of the status of the challenge within thirty (30) working days of the receipt of the challenge. Status of the challenge shall include a notice of clarification of record, expungement of erroneous data, substantiating record, or ongoing research process. The Criminal Identification and Records Branch shall notify the record subject of the results for the examination thirty (30) days after the previous notice if it reported an ongoing research process.Section 5.
Administrative Review.(1)
If the record subject is dissatisfied with the action taken by the Criminal Identification and Records Branch, the individual may request an administrative review.(2)
The administrative review request shall be made in writing and mailed or delivered to the attention of the Criminal Identification and Records Branch Commander, 1266 Louisville Road, Frankfort, Kentucky 40601.(3)
The Commander shall provide the request to the Administrative Review Officer upon receipt of the request.(4)
The Administrative Review Officer shall review the record subject's CHRI in the same manner as performed by the Criminal Identification and Records Branch.(5)
The Administrative Review Officer shall notify the individual, in writing, of the decision on the administrative review. The notice shall be made in writing within thirty (30) days of receipt of the written request for the administrative review by the Commander.Section 6.
Action Taken if Error or Omission Found within Record.(1)
The Criminal Identification and Records Branch shall correct necessary documents maintained in custody and notify all known criminal justice recipients of the erroneous information within the past year.(2)
The Criminal Identification and Records Branch shall furnish the record subject, upon request, a written list of known noncriminal justice recipients of the CHRI within the past year and corrections to be made.(3)
The Criminal Identification and Records Branch shall request in writing that the agency originating the erroneous information notify all known criminal justice recipients within the past year of corrections to be made.(4)
The Criminal Identification and Records Branch shall search for background checks made concerning the record subject within the past year and send a letter stating the correction with a copy of the corrected background check to an entity that was sent the incorrect background check results. A copy of the letter shall be sent to the record subject.Section 7.
Incorporation by Reference.(1)
The following material is incorporated by reference:(a)
"Criminal History Information Review Request", KSP 309, 2011 edition; and(b)
"Criminal History Information Challenge", KSP 310, 2008 edition.(2)
This material may be inspected, copied, or obtained, subject to applicable copyright law, at the Kentucky State Police, Criminal Identification and Records Branch, 1266 Louisville Road, Frankfort, Kentucky 40601, Monday through Friday, 8 a.m. to 4:30 p.m. This material is also available on the agency Web site kentuckystatepolice.org. ] ]HISTORY: (11 Ky.R. 1720; eff. 6-4-1985; 48 Ky.R. 1314, 2256; eff. 10-4-2022.)
KERRY B. HARVEY, Secretary
APPROVED BY AGENCY: January 10, 2022
FILED WITH LRC: January 11, 2022 at 10:44 a.m.
CONTACT PERSON: Amy Barker, Assistant General Counsel, 125 Holmes Street, Frankfort, Kentucky 40601, phone (502) 564-8207, fax (502) 564-6686, email Justice.RegsContact@ky.gov.
REGULATORY IMPACT ANALYSIS AND TIERING STATEMENT
Contact Person:
Amy Barker
(1) Provide a brief summary of:
(a) What this administrative regulation does:
This regulation provides the procedure for access and review of the criminal history record information (CHRI) maintained by the Kentucky State Police Criminal Identification and Records Branch.
(b) The necessity of this administrative regulation:
This regulation is necessary to comply with the requirements of KRS 17.150.
(c) How this administrative regulation conforms to the content of the authorizing statutes:
This regulation establishes the procedures for a record subject to review and challenge CHRI held by the Criminal Identification and Records Branch.
(d) How this administrative regulation currently assists or will assist in the effective administration of the statutes:
This regulation establishes the procedures for a record subject to review and challenge CHRI held by the Criminal Identification and Records Branch.
(2) If this is an amendment to an existing administrative regulation, provide a brief summary of:
(a) How the amendment will change this existing administrative regulation:
The amendment clarifies the procedures for a record subject to review and challenge CHRI held by the Criminal Identification and Records Branch
(b) The necessity of the amendment to this administrative regulation:
The previous language relating to the methods of challenging CHRI was unclear.
(c) How the amendment conforms to the content of the authorizing statutes:
The amendment complies with the requirement of KRS 17.150(6) to insure the accuracy of the information.
(d) How the amendment will assist in the effective administration of the statutes:
This amendment removes the ambiguity that was present in the prior language regarding the procedure for challenging alleged errors in the CHRI.
(3) List the type and number of individuals, businesses, organizations, or state and local governments affected by this administrative regulation:
The Kentucky State Police, the Department of Criminal Justice Training, criminal justice agencies that provide information for the centralized criminal history records, and all persons attempting to access or inspect CHRI.
(4) Provide an analysis of how the entities identified in question (3) will be impacted by either the implementation of this administrative regulation, if new, or by the change, if it is an amendment, including:
(a) List the actions that each of the regulated entities identified in question (3) will have to take to comply with this administrative regulation or amendment:
The record subjects will have to comply with the review and challenge procedure changes, the criminal justice agencies will have to research and address information errors.
(b) In complying with this administrative regulation or amendment, how much will it cost each of the entities identified in question (3):
No additional cost is anticipated.
(c) As a result of compliance, what benefits will accrue to the entities identified in question (3):
The amendment allows the Records Section to adhere to the accepted standards already in place.
(5) Provide an estimate of how much it will cost the administrative body to implement this administrative regulation:
(a) Initially:
No additional cost is anticipated.
(b) On a continuing basis:
No additional cost is anticipated.
(6) What is the source of the funding to be used for the implementation and enforcement of this administrative regulation:
Funds budgeted to the department and the criminal justice agencies.
(7) Provide an assessment of whether an increase in fees or funding will be necessary to implement this administrative regulation, if new, or by the change if it is an amendment:
No increase is necessary.
(8) State whether or not this administrative regulation established any fees or directly or indirectly increased any fees:
The amendment establishes a fee for a copy of CHRI.
(9) TIERING: Is tiering applied?
No. Tiering was not appropriate in this administrative regulation because the administrative regulation applies equally to all those individuals or entities regulated by it.
FISCAL NOTE ON STATE OR LOCAL GOVERNMENT
(1) What units, parts or divisions of state or local government (including cities, counties, fire departments, or school districts) will be impacted by this administrative regulation?
The Kentucky State Police, the Department of Criminal Justice Training, criminal justice agencies that provide information for the centralized criminal history records, and all persons attempting to access or inspect CHRI.
(2) Identify each state or federal statute or federal regulation that requires or authorizes the action taken by the administrative regulation.
KRS 15A.150, 17.140, 17.150, 61.872, 61.878, 61.884
(3) Estimate the effect of this administrative regulation on the expenditures and revenues of a state or local government agency (including cities, counties, fire departments, or school districts) for the first full year the administrative regulation is to be in effect.
If specific dollar estimates cannot be determined, provide a brief narrative to explain the fiscal impact of the administrative regulation.
(a) How much revenue will this administrative regulation generate for the state or local government (including cities, counties, fire departments, or school districts) for the first year?
The revenue for the department is limited because inspections may be made without the fee being paid for a copy.
(b) How much revenue will this administrative regulation generate for the state or local government (including cities, counties, fire departments, or school districts) for subsequent years?
The revenue for the department is limited because inspections may be made without the fee being paid for a copy.
(c) How much will it cost to administer this program for the first year?
No additional cost is anticipated.
(d) How much will it cost to administer this program for subsequent years?
No additional cost is anticipated.
Note: If specific dollar estimates cannot be determined, provide a brief narrative to explain the fiscal impact of the administrative regulation.
Revenues (+/-):
Expenditures (+/-):
Other Explanation:
502 KAR 30:070.Inspection of criminal history record information by record subject.
Section 1.
Access and Review Procedures.(1)
The record subject of CHRI maintained by the department may review CHRI about the record subject and initiate a challenge to the CHRI through the Criminal Identification and Records Branch.(2)
To review CHRI, the record subject shall provide to the Criminal Identification and Records Branch at 1266 Louisville Road, Frankfort, Kentucky 40601:(a)
A completed Criminal History Information Review Request, KSP 309;(b)
One (1) set of rolled fingerprints to be used to verify the record subject's identity; and(c) A check or money order made payable to the Kentucky State Treasurer in the amount of twenty (20) dollars.(3)
The Criminal Identification and Records Branch staff shall:(a)
Note the date the request is received on the KSP 309; and(b)
Within five (5) working days of the receipt of the request:1.
Mail the criminal history records to the requestor if requested; or2.
Schedule the record review. If a review is scheduled, the requester shall be notified of the scheduled date and time of review in writing.Section 2.
Record Review Procedures.(1)
To ensure that the subject appearing for a scheduled review of the CHRI is the person from whom the submitted set of fingerprints was obtained, Criminal Identification and Records Branch staff shall check the identity of the person prior to review of the CHRI by visually comparing the person to the picture on a driver's license or other government picture identification.(2)
The record subject, and his attorney, if written authorization is submitted by the record subject, may inspect the copy of the CHRI at the scheduled review.(3)
Criminal Identification and Records Branch staff shall provide reasonable assistance upon request to assist with understanding of the CHRI at the scheduled review.(4)
The Criminal Identification and Records Branch shall inform the record subject in writing that a challenge shall be initiated within thirty (30) working days of the scheduled review or the date the records are mailed to the record subject.(5)
If the record subject does not initiate a challenge at the time of CHRI review, a copy of the individual's record shall be retained by the Criminal Identification and Records Criminal Identification and Records Branch and filed with the record subject's KSP 309 form in a manner convenient to the Branch. Information regarding the Request for Review form shall remain at the Criminal Identification and Records Branch not less than thirty (30) working days from the scheduled date of review or mailing of the records. If after thirty (30) working days, a challenge has not been initiated, all documents regarding the review shall be maintained in accordance with the Criminal Identification and Records Branch's retention schedule.Section 3.
Challenge of Record Contents.(1)
If the record subject desires to challenge the contents of the record, the record subject shall deliver or mail within thirty (30) working days of the record review or mailing of the records for review, whichever is later, a completed Criminal History Information Challenge, KSP 310, with supporting documents to the Criminal Identification and Records Branch, 1266 Louisville Road, Frankfort, Kentucky 40601.(2)
The record subject shall state on the KSP 310 if the individual requests a copy of the CHRI for purposes of the challenge.(3)
A copy of the individual's CHRI shall be given to the individual if a challenge is initiated and the individual requests a copy of the CHRI on the KSP 310 for purposes of pursuing a challenge. The copy provided by the Criminal Identification and Records Branch shall be permanently marked or stamped to indicate that the copy is for the purpose of the challenge and that any other use of the CHRI would be in violation of federal and state law.Section 4.
Processing of Challenge.(1)
The Criminal Identification and Records Branch shall conduct a comparison of the information under challenge with the original input documents and information contained in the repository files.(2)
Any errors or omissions discovered in the repository files shall be corrected.(3)
If no error is found, the Criminal Identification and Records Branch shall:(a)
Forward to the agency or agencies which the records indicate as contributing the information under challenge a copy of the:1.
Original challenge form;2.
Record as contained in the files; and3.
Any other relevant information; and(b)
Request examination in an expeditious manner all relevant files to determine the validity of the challenge.(4)
The Criminal Identification and Records Branch shall notify the record subject or his legal counsel in writing of the status of the challenge within thirty (30) working days of the receipt of the challenge. Status of the challenge shall include a notice of clarification of record, expungement of erroneous data, substantiating record, or ongoing research process. The Criminal Identification and Records Branch shall notify the record subject of the results for the examination thirty (30) days after the previous notice if it reported an ongoing research process.Section 5.
Administrative Review.(1)
If the record subject is dissatisfied with the action taken by the Criminal Identification and Records Branch, the individual may request an administrative review.(2)
The administrative review request shall be made in writing and mailed or delivered to the attention of the Criminal Identification and Records Branch Commander, 1266 Louisville Road, Frankfort, Kentucky 40601.(3)
The Commander shall provide the request to the Administrative Review Officer upon receipt of the request.(4)
The Administrative Review Officer shall review the record subject's CHRI in the same manner as performed by the Criminal Identification and Records Branch.(5)
The Administrative Review Officer shall notify the individual, in writing, of the decision on the administrative review. The notice shall be made in writing within thirty (30) days of receipt of the written request for the administrative review by the Commander.Section 6.
Action Taken if Error or Omission Found within Record.(1)
The Criminal Identification and Records Branch shall correct necessary documents maintained in custody and notify all known criminal justice recipients of the erroneous information within the past year.(2)
The Criminal Identification and Records Branch shall furnish the record subject, upon request, a written list of known noncriminal justice recipients of the CHRI within the past year and corrections to be made.(3)
The Criminal Identification and Records Branch shall request in writing that the agency originating the erroneous information notify all known criminal justice recipients within the past year of corrections to be made.(4)
The Criminal Identification and Records Branch shall search for background checks made concerning the record subject within the past year and send a letter stating the correction with a copy of the corrected background check to an entity that was sent the incorrect background check results. A copy of the letter shall be sent to the record subject.Section 7.
Incorporation by Reference.(1)
The following material is incorporated by reference:(a)
"Criminal History Information Review Request", KSP 309, 2011 edition; and(b)
"Criminal History Information Challenge", KSP 310, 2008 edition.(2)
This material may be inspected, copied, or obtained, subject to applicable copyright law, at the Kentucky State Police, Criminal Identification and Records Branch, 1266 Louisville Road, Frankfort, Kentucky 40601, Monday through Friday, 8 a.m. to 4:30 p.m. This material is also available on the agency Web site kentuckystatepolice.org.Section 2.
Section 3.
Section 4.
Section 5.
Section 6.
Section 7.
HISTORY: (11 Ky.R. 1720; eff. 6-4-1985; 48 Ky.R. 1314, 2256; eff. 10-4-2022.)
KERRY B. HARVEY, Secretary
APPROVED BY AGENCY: January 10, 2022
FILED WITH LRC: January 11, 2022 at 10:44 a.m.
CONTACT PERSON: Amy Barker, Assistant General Counsel, 125 Holmes Street, Frankfort, Kentucky 40601, phone (502) 564-8207, fax (502) 564-6686, email Justice.RegsContact@ky.gov.
REGULATORY IMPACT ANALYSIS AND TIERING STATEMENT
Contact Person:
Amy Barker
(1) Provide a brief summary of:
(a) What this administrative regulation does:
This regulation provides the procedure for access and review of the criminal history record information (CHRI) maintained by the Kentucky State Police Criminal Identification and Records Branch.
(b) The necessity of this administrative regulation:
This regulation is necessary to comply with the requirements of KRS 17.150.
(c) How this administrative regulation conforms to the content of the authorizing statutes:
This regulation establishes the procedures for a record subject to review and challenge CHRI held by the Criminal Identification and Records Branch.
(d) How this administrative regulation currently assists or will assist in the effective administration of the statutes:
This regulation establishes the procedures for a record subject to review and challenge CHRI held by the Criminal Identification and Records Branch.
(2) If this is an amendment to an existing administrative regulation, provide a brief summary of:
(a) How the amendment will change this existing administrative regulation:
The amendment clarifies the procedures for a record subject to review and challenge CHRI held by the Criminal Identification and Records Branch
(b) The necessity of the amendment to this administrative regulation:
The previous language relating to the methods of challenging CHRI was unclear.
(c) How the amendment conforms to the content of the authorizing statutes:
The amendment complies with the requirement of KRS 17.150(6) to insure the accuracy of the information.
(d) How the amendment will assist in the effective administration of the statutes:
This amendment removes the ambiguity that was present in the prior language regarding the procedure for challenging alleged errors in the CHRI.
(3) List the type and number of individuals, businesses, organizations, or state and local governments affected by this administrative regulation:
The Kentucky State Police, the Department of Criminal Justice Training, criminal justice agencies that provide information for the centralized criminal history records, and all persons attempting to access or inspect CHRI.
(4) Provide an analysis of how the entities identified in question (3) will be impacted by either the implementation of this administrative regulation, if new, or by the change, if it is an amendment, including:
(a) List the actions that each of the regulated entities identified in question (3) will have to take to comply with this administrative regulation or amendment:
The record subjects will have to comply with the review and challenge procedure changes, the criminal justice agencies will have to research and address information errors.
(b) In complying with this administrative regulation or amendment, how much will it cost each of the entities identified in question (3):
No additional cost is anticipated.
(c) As a result of compliance, what benefits will accrue to the entities identified in question (3):
The amendment allows the Records Section to adhere to the accepted standards already in place.
(5) Provide an estimate of how much it will cost the administrative body to implement this administrative regulation:
(a) Initially:
No additional cost is anticipated.
(b) On a continuing basis:
No additional cost is anticipated.
(6) What is the source of the funding to be used for the implementation and enforcement of this administrative regulation:
Funds budgeted to the department and the criminal justice agencies.
(7) Provide an assessment of whether an increase in fees or funding will be necessary to implement this administrative regulation, if new, or by the change if it is an amendment:
No increase is necessary.
(8) State whether or not this administrative regulation established any fees or directly or indirectly increased any fees:
The amendment establishes a fee for a copy of CHRI.
(9) TIERING: Is tiering applied?
No. Tiering was not appropriate in this administrative regulation because the administrative regulation applies equally to all those individuals or entities regulated by it.
FISCAL NOTE ON STATE OR LOCAL GOVERNMENT
(1) What units, parts or divisions of state or local government (including cities, counties, fire departments, or school districts) will be impacted by this administrative regulation?
The Kentucky State Police, the Department of Criminal Justice Training, criminal justice agencies that provide information for the centralized criminal history records, and all persons attempting to access or inspect CHRI.
(2) Identify each state or federal statute or federal regulation that requires or authorizes the action taken by the administrative regulation.
KRS 15A.150, 17.140, 17.150, 61.872, 61.878, 61.884
(3) Estimate the effect of this administrative regulation on the expenditures and revenues of a state or local government agency (including cities, counties, fire departments, or school districts) for the first full year the administrative regulation is to be in effect.
If specific dollar estimates cannot be determined, provide a brief narrative to explain the fiscal impact of the administrative regulation.
(a) How much revenue will this administrative regulation generate for the state or local government (including cities, counties, fire departments, or school districts) for the first year?
The revenue for the department is limited because inspections may be made without the fee being paid for a copy.
(b) How much revenue will this administrative regulation generate for the state or local government (including cities, counties, fire departments, or school districts) for subsequent years?
The revenue for the department is limited because inspections may be made without the fee being paid for a copy.
(c) How much will it cost to administer this program for the first year?
No additional cost is anticipated.
(d) How much will it cost to administer this program for subsequent years?
No additional cost is anticipated.
Note: If specific dollar estimates cannot be determined, provide a brief narrative to explain the fiscal impact of the administrative regulation.
Revenues (+/-):
Expenditures (+/-):
Other Explanation: