Title 201 | Chapter 017 | Regulation 025REG
PROPOSED
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PREVIOUS VERSION
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BOARDS AND COMMISSIONS
Board of Speech-Language Pathology And Audiology
(Amendment)
201 KAR 17:025.Application, education, and requirementsRequirements for an interim license as a speech-language pathology assistant.
Section 1.
Application for Licensure. Each applicant for licensure as an Interim SLP-A shall:(1)
Submit an "Application for Interim Speech-Language Pathology Assistant", form DPL-SLPA-05, to the board;(2)
Pay the fee as established in 201 KAR 17:030;(3)
Submit an official academic transcript sent directly by the academic institution to the board; and(4)
Have the results of a national and state criminal background investigation performed within the last ninety (90) days by the Department of Kentucky State Police (KSP) and the Federal Bureau of Investigation (FBI) submitted directly to the board. The applicant shall pay any required fee to the KSP and FBI. Any cases officially expunged shall not have to be disclosed by the applicant and shall not be considered by the board as a conviction.Section 2.Section 1.
Education.(1)
In order to receive an interim license to become an SLP-A(2)
An applicant shall have equivalent education if the applicant has obtained a bachelor's degree and a minimum of twenty-seven (27) hours in the core areas of communication sciences or disorders including the following:(a)
Anatomy and physiology;(b)
Phonetics and speech science;(c)
Speech and language development;(d)
Communication disorders in children;(e)
Audiology;(f)
Aural rehabilitation; and(g)
Intervention for children with communication disorders.Section 3.Section 2.
Supervision.(1)
The interim licensee shall function under the supervision of an appropriate supervisor as defined by KRS 334A.020(11) during the period of interim licensure.(2)
The supervisor shall design and provide a supervision system that protects pupil welfare and maintains the highest possible standards of quality speech-language pathology services.(3)
The supervisor may require additional supervision based on the experience of the interim speech-language pathology assistant, the pupils served, and the physical or geographic proximity to the supervisor.(4)
As the supervisory responsibility of the supervisor increases, the direct service responsibilities of the supervisor shall decrease.(5)
Treatment for the pupils served shall remain the responsibility of the supervisor. The level of supervision required shall be the minimum level necessary for the supervisor to retain direct contact with the pupils.(6)
Each Interim SLP-A(7)
Direct supervision shall consist of on-site, in-view observation and guidance as a clinical activity is performed. An Interim SLP-A(a)
An SLP(b)
An Interim SLP-A(8)
Supervision shall provide information about the quality of the Interim SLP-A's(9)
Information obtained during direct supervision may include data relative to:(a)
Accuracy in implementation of screening, diagnostic, and treatment procedures;(b)
Agreement between the assistant and the supervisor on correct or incorrect judgment of target behavior;(c)
Accuracy in recording data; and(d)
Ability to interact effectively with the pupil.(10)
Indirect supervision shall be required no less than three (3) hours per full-time week. Supervision shall be adjusted proportionally for less than full-time employment. Indirect supervision may include:(a)
Demonstration;(b)
Record review;(c)
Review and evaluation of audio or videotaped sessions; or(d)
Supervisory conferences that may be conducted by telephone.(11)
A minimum total of six (6) hours of direct and indirect supervision per full-time week shall be required for each interim speech-language pathology assistant and shall be documented. Additional direct and indirect supervision may be necessary depending on the experience of the assistant and the needs of the pupil.(12)
An Interim SLP-A(13)
If, for any reason (including maternity leave, illness, or a change of jobs), the supervisor is no longer available to provide the level of supervision stipulated, the Interim SLP-A(14)
The supervisor shall complete the "Postgraduate Professional Experience Report and Evaluation", form DPL-SLPA-06, for submission when the postgraduate professional experience is completed.(15)
Although more than one (1) supervisor may provide supervision of an Interim SLP-A(16)
If an Interim SLP-A has multiple supervisors(17)
A "Change in Supervision", form DPL-SLPA-07, shall be submitted to the board for any change in the supervision listed in the initial application.Section 4.Section 3.
Postgraduate Professional Experience.(1)
A written plan for postgraduate professional experience shall be submitted with the "Application for Interim Speech-Language Pathology Assistant", form DPL-SLPA-05.(2)
The applicant shall(3)(2)
The applicant shall obtain the equivalent of not less than nine (9) months of full-time professional experience with full-time employment, which shall be a minimum of thirty-five (35) clock hours of work a week.(a)
At least eighty (80) percent of the major responsibilities during postgraduate professional experience shall be in direct contact with clients or patients, consultations, record-keeping, and administrative duties.(b)
The postgraduate professional experience shall total no less than 1,260 hours accumulated within twenty-four (24) months of the beginning date of the experience.(c)
Professional experience of less than five (5) hours per week shall not meet the requirement and shall not be counted toward the postgraduate professional experience.(d)
Experience of more than thirty-five (35) hours per week shall not be used to reduce the postgraduate professional experience to less than thirty-six (36) weeks.(e)
Once initiated, the postgraduate professional experience shall be completed within twenty-four (24) months.(f)
Any request for an extension1.
Illness;2.
Change in employment status;3.
Family care issue; or4.
Other extraordinary occurrence impacting one's ability to complete the postgraduate professional experience.Section 5.Section 4.
Evaluation and Recommendation. Within thirty (30) days after completion of the postgraduate professional experience, the applicant and theirSection 6.
Material Incorporated by Reference.(1)
The following material is incorporated by reference:(a)
"Application for Interim Speech-Language Pathology Assistant", DPL-SLPA-05, July 2026;(b)
"Postgraduate Professional Experience Report and Evaluation", DPL-SLPA-06. July 2026; and(c)
"Change in Supervision for Interim SLP-A", DPL-SLPA- 07, July 2026.(2)
This material may be inspected, copied, or obtained, subject to applicable copyright law, at the Kentucky Board of Speech-Language Pathology and Audiology, Department of Professional Licensing, 500 Mero Street, Frankfort, Kentucky 40601, Monday through Friday, 8 a.m. to 4:30 p.m.201 KAR 17:025
MARGARET ADKINS, Au.D., CCC-A, Board Chair
APPROVED BY AGENCY: July 15, 2025
FILED WITH LRC: July 16, 2026 at 3:30 p.m.
PUBLIC HEARING AND COMMENT PERIOD: A public hearing on this administrative regulation shall be held on October 27, 2026, at 12:00 P.M. noon Eastern Time, at the Mayo-Underwood Building, 500 Mero Street, Frankfort, Kentucky in PPC Conference Room 127CW. Individuals interested in being heard at this hearing shall notify this agency in writing by five workdays prior to the hearing, of their intent to attend. If no notification of intent to attend the hearing was received by that date, the hearing may be cancelled. A transcript of the public hearing will not be made unless a written request for a transcript is made. If you do not wish to be heard at the public hearing, you may submit written comments on the proposed administrative regulation. Written comments shall be accepted through October 31, 2026. Send written notification of intent to be heard at the public hearing or written comments on the proposed administrative regulation to https://ppc.ky.gov/reg_comment.aspx or the contact person.
CONTACT PERSON: Name: Sara Boswell Janes, Title: Staff Attorney III, Agency: Department of Professional Licensing, Office of Legal Services Address: 500 Mero Street Phone Number: (502) 782-2709 (office) Fax: (502) 564-4818 Email: Sara.Janes@ky.gov Link to public comment portal: https://ppc.ky.gov/reg_comment.aspx.
REGULATORY IMPACT ANALYSIS AND TIERING STATEMENT
Contact Person:
Sara Boswell Janes Phone Number: (502) 782-2709 (office) Email: sara.janes@ky.gov
Subject Headings:
Speech-Language Pathology, Audiology, Speech-Language Pathology, Audiology, Licensing, Occupations and Professions, Boards and Commissions
(1) Provide a brief summary of:
(a) What this administrative regulation does:
This regulation establishes the requirements for licensure as an interim speech language pathologist assistant.
(b) The necessity of this administrative regulation:
This regulation is necessary to implement the provisions of KRS 334A.035.
(c) How this administrative regulation conforms to the content of the authorizing statutes:
The regulation is in conformity as the authorizing statute which gives the board the ability to promulgate regulations generally.
(d) How this administrative regulation currently assists or will assist in the effective administration of the statutes:
This regulation will assist the board in administering this program by identifying the requirements for licensure as an interim speech language pathologist assistant.
(2) If this is an amendment to an existing administrative regulation, provide a brief summary of:
(a) How the amendment will change this existing administrative regulation:
The amendment changes the title to clarify the contents of the regulation; adds statutory authority and language relating to the requirement that applicants seeking an initial license obtain a national and state criminal background investigation by the KSP and FBI; clarifies the application process requirements; incorporates required material that has not been previously incorporated by reference; uses abbreviations to break down lengthy sentences to reduce confusion and clarify meaning; and clarifies requirements relating to licensee and supervisor duties to provide notice to the board for changes in PPE or supervision.
(b) The necessity of the amendment to this administrative regulation:
The amendment is necessary due to the enactment of KRS 334A.055 for background checks for licensure, and to clarify and streamline the process.
(c) How the amendment conforms to the content of the authorizing statutes:
The amendment to this administrative regulation is in conformity with the authorizing statute that gives the board the ability to promulgate regulations generally regarding licensure requirements.
(d) How the amendment will assist in the effective administration of the statutes:
The amendment to this administrative regulation will assist the board in administering this program and the efficient collection of necessary information submitted by the applicant and update the material incorporated by reference accordingly.
(3) Does this administrative regulation or amendment implement legislation from the previous five years?
Yes, 2026 Ky. Acts ch. 6, Section 3.
(4) List the type and number of individuals, businesses, organizations, or state and local governments affected by this administrative regulation:
This regulation will affect the 4179 active and 85 inactive licensees in some capacity, and will also affect new applicants for licensure.
(5) Provide an analysis of how the entities identified in question (4) will be impacted by either the implementation of this administrative regulation, if new, or by the change, if it is an amendment, including:
(a) List the actions that each of the regulated entities identified in question (4) will have to take to comply with this administrative regulation or amendment:
An applicant for initial licensure must have a criminal background investigation report by means of a fingerprint check by the KSP and FBI submitted directly to the Board and pay the required fee directly to the KSP and FBI and use the proper forms.
(b) In complying with this administrative regulation or amendment, how much will it cost each of the entities identified in question (4):
Applicants for interim licensure will have no increase in application fees to the board, but will have to pay additional fees for a criminal background investigation. The board understands the fees to be as follows: $20.00 for the KSP; $18.00 for the FBI, and fingerprinting services to complete the request of $10.00 for some local law enforcement agencies who provide the service, or $20.00 for a private vendor like IdentiGO. The total cost is anticipated to be between $48.00 and $58.00.
(c) As a result of compliance, what benefits will accrue to the entities identified in question (4):
Kentucky will be in compliance with the requirements of KRS 334A.188 and the Audiology and Speech-Language Pathology Interstate Compact, thus allowing Kentucky to advance towards its participation in the Compact allowing certain Kentucky credential holders to obtain the privilege to practice in Member States and give Member State credential holders the ability to obtain the privilege to practice in Kentucky. This will provide Kentucky citizens in need of speech language pathology and audiology services with a larger pool of service providers, which increases accessibility to care in rural areas, and thus promotes public safety. Additionally, the amendments will clarify licensure requirements and identify the necessary forms.
(6) Provide an estimate of how much it will cost the administrative body to implement this administrative regulation:
(a) Initially:
No new costs are anticipated to implement this administrative regulation.
(b) On a continuing basis:
No new costs are anticipated on a continuing basis.
(7) What is the source of the funding to be used for the implementation and enforcement of this administrative regulation or this amendment:
The board’s operations are funded by fees paid by credential holders and applicant.
(8) Provide an assessment of whether an increase in fees or funding will be necessary to implement this administrative regulation, if new, or by the change if it is an amendment:
No increase in fees or funding will be required to implement this administrative regulation.
(9) State whether or not this administrative regulation establishes any fees or directly or indirectly increases any fees:
The amendment to this administrative regulation does not establish fees paid to the board directly. Indirectly, this administrative regulation increases fees paid by applicants, however, payment will be to the Kentucky State Police and Federal Bureau of Investigation for criminal background investigation reports submitted directly to the board.
(10) TIERING: Is tiering applied?
(Explain why or why not) Tiering is not applied to this regulation as it applies to all applicant license types.
FISCAL IMPACT STATEMENT
(1) Identify each state statute, federal statute, or federal regulation that requires or authorizes the action taken by the administrative regulation:
. KRS 334A.055 and 334A.080(3).
(2) State whether this administrative regulation is expressly authorized by an act of the General Assembly, and if so, identify the act:
Yes, 2026 Ky. Acts ch. 6, Section 3.
(3)(a) Identify the promulgating agency and any other affected state units, parts, or divisions:
(a) The Kentucky Board of Speech-Language Pathology and Audiology is the promulgating agency and the Department of Kentucky State Police are the only affected state units, parts or divisions.
(b) Estimate the following for each affected state unit, part, or division identified in (3)(a):
1. Expenditures:
For the first year:
No new expenditures anticipated initially for the Board. Expenditures for the Kentucky State Police are unknown, if any.
For subsequent years:
No new expenditures are anticipated on a continuing basis for the Board. Expenditures for subsequent years for the Kentucky State Police are unknown, if any.
2. Revenues:
For the first year:
No new revenues are anticipated initially for the Board. This administrative regulation will generate revenue for the Kentucky State Police in the first year, however, based on the average number of applicants paying a projected fee of $20, the revenue is anticipated to be less than $10,000 in the first year.
For subsequent years:
No new revenues are anticipated during subsequent years for the Board. This administrative regulation will generate revenue for the Kentucky State Police in subsequent years, however, based on the average number of applicants paying a projected fee of $20, the revenue is anticipated to be less than $10,000 in subsequent years.
3. Cost Savings:
For the first year:
Unknown
For subsequent years:
Unknown
(4)(a) Identify affected local entities (for example: cities, counties, fire departments, school districts):
Local law enforcement
(b) Estimate the following for each affected local entity identified in (4)(a):
1. Expenditures:
For the first year:
Unknown
For subsequent years:
Unknown
2. Revenues:
For the first year:
Unknown
For subsequent years:
Unknown
3. Cost Savings:
For the first year:
Unknown
For subsequent years:
Unknown
(5)(a) Identify any affected regulated entities not listed in (3)(a) or (4)(a):
The Federal Bureau of Investigation.
(b) Estimate the following for each regulated entity identified in (5)(a):
1. Expenditures:
For the first year:
Unknown
For subsequent years:
Unknown
2. Revenues:
For the first year:
This administrative regulation may generate revenue for the Federal Bureau of Investigation in the first year, however, based on the average number of applicants paying a projected fee of $18, the revenue is anticipated to be less than $10,000 in the first year.
For subsequent years:
This administrative regulation may generate revenue for the Federal Bureau of Investigation in subsequent years, however, based on the average number of applicants paying a projected fee of $18, the revenue is anticipated to be less than $10,000 in the first year.
3. Cost Savings:
For the first year:
Unknown
For subsequent years:
Unknown
(6) Provide a narrative to explain the following for each entity identified in (3)(a), (4)(a), and (5)(a)
(a) Fiscal impact of this administrative regulation:
The anticipated revenue for the first year and subsequent years, based on the average number of anticipated applicants with that fee, would be less than $10,000.
(b) Methodology and resources used to reach this conclusion:
Methodology and resources used are the fiscal department within the Public Protection Cabinet, Department of Professional Licensing.
(7) Explain, as it relates to the entities identified in (3)(a), (4)(a), and (5)(a):
(a) Whether this administrative regulation will have a "major economic impact", as defined by KRS 13A.010(14):
It is not anticipated that this administrative regulation will have an overall negative or adverse major economic impact to the entities identified.
(b) The methodology and resources used to reach this conclusion:
Methodology and resources used are the fiscal department within the Public Protection Cabinet, Department of Professional Licensing.
BOARDS AND COMMISSIONS
Board of Speech-Language Pathology And Audiology
(Amendment)
201 KAR 17:025.Application, education, and requirements for an interim license as a speech-language pathology assistant.
Section 1.
Application for Licensure. Each applicant for licensure as an Interim SLP-A shall:(1)
Submit an "Application for Interim Speech-Language Pathology Assistant", form DPL-SLPA-05, to the board;(2)
Pay the fee as established in 201 KAR 17:030;(3)
Submit an official academic transcript sent directly by the academic institution to the board; and(4)
Have the results of a national and state criminal background investigation performed within the last ninety (90) days by the Department of Kentucky State Police (KSP) and the Federal Bureau of Investigation (FBI) submitted directly to the board. The applicant shall pay any required fee to the KSP and FBI. Any cases officially expunged shall not have to be disclosed by the applicant and shall not be considered by the board as a conviction.Section 2.
Education.(1)
In order to receive an interim license to become an SLP-A , the applicant shall possess a bachelor's degree in speech-language pathology or communication disorders, or possess equivalent education from a regionally accredited institution, such as one (1) accredited by the Southern Association of Colleges and Schools.(2)
An applicant shall have equivalent education if the applicant has obtained a bachelor's degree and a minimum of twenty-seven (27) hours in the core areas of communication sciences or disorders including the following:(a)
Anatomy and physiology;(b)
Phonetics and speech science;(c)
Speech and language development;(d)
Communication disorders in children;(e)
Audiology;(f)
Aural rehabilitation; and(g)
Intervention for children with communication disorders.Section 3.
Supervision.(1)
The interim licensee shall function under the supervision of an appropriate supervisor as defined by KRS 334A.020(11) during the period of interim licensure.(2)
The supervisor shall design and provide a supervision system that protects pupil welfare and maintains the highest possible standards of quality speech-language pathology services.(3)
The supervisor may require additional supervision based on the experience of the interim speech-language pathology assistant, the pupils served, and the physical or geographic proximity to the supervisor.(4)
As the supervisory responsibility of the supervisor increases, the direct service responsibilities of the supervisor shall decrease.(5)
Treatment for the pupils served shall remain the responsibility of the supervisor. The level of supervision required shall be the minimum level necessary for the supervisor to retain direct contact with the pupils.(6)
Each Interim SLP-A shall be required to receive no less than three (3) hours per full-time week of documented direct supervision. Supervision shall be adjusted proportionally for less than full-time employment. The supervisor shall have direct contact time with the interim speech-language pathology assistant as well as with the pupil.(7)
Direct supervision shall consist of on-site, in-view observation and guidance as a clinical activity is performed. An Interim SLP-A shall be supervised by either:(a)
An SLP who holds a Kentucky license in speech-language pathology; or(b)
An Interim SLP-A who holds an Education Professional Standards Board Master's level certification as a teacher of exceptional children in areas of speech and communication disorders.(8)
Supervision shall provide information about the quality of the Interim SLP-A's performance with assigned tasks and verify that clinical activity is limited to tasks specified in the Interim SLP-A's scope of responsibilities.(9)
Information obtained during direct supervision may include data relative to:(a)
Accuracy in implementation of screening, diagnostic, and treatment procedures;(b)
Agreement between the assistant and the supervisor on correct or incorrect judgment of target behavior;(c)
Accuracy in recording data; and(d)
Ability to interact effectively with the pupil.(10)
Indirect supervision shall be required no less than three (3) hours per full-time week. Supervision shall be adjusted proportionally for less than full-time employment. Indirect supervision may include:(a)
Demonstration;(b)
Record review;(c)
Review and evaluation of audio or videotaped sessions; or(d)
Supervisory conferences that may be conducted by telephone.(11)
A minimum total of six (6) hours of direct and indirect supervision per full-time week shall be required for each interim speech-language pathology assistant and shall be documented. Additional direct and indirect supervision may be necessary depending on the experience of the assistant and the needs of the pupil.(12)
An Interim SLP-A shall not provide direct services if a supervising SLP cannot be reached.(13)
If, for any reason (including maternity leave, illness, or a change of jobs), the supervisor is no longer available to provide the level of supervision stipulated, the Interim SLP-A shall not provide service until a fully qualified SLP has been designated as the Interim SLP-A's supervisor.(14)
The supervisor shall complete the "Postgraduate Professional Experience Report and Evaluation", form DPL-SLPA-06, for submission when the postgraduate professional experience is completed.(15)
Although more than one (1) supervisor may provide supervision of an Interim SLP-A, a supervisor shall not be listed as the supervisor of record for more than two (2) Interim SLP-A's .(16)
If an Interim SLP-A has multiple supervisors, each supervisor shall be responsible for the portion of the caseload the Interim SLP-A performed under their supervision and each supervisor shall sign the "Application for Licensure", form DLP-SLPA-04, incorporated by reference in 201 KAR 17:012, and also complete the "Postgraduate Professional Experience Report and Evaluation", form DPL-SLPA-06, upon the Interim SLP-A's request.(17)
A "Change in Supervision", form DPL-SLPA-07, shall be submitted to the board for any change in the supervision listed in the initial application.Section 4.
Postgraduate Professional Experience.(1)
A written plan for postgraduate professional experience shall be submitted with the "Application for Interim Speech-Language Pathology Assistant", form DPL-SLPA-05.(2)
The applicant shall obtain postgraduate professional experience under a supervisor who is a speech-language pathologist who holds a Kentucky license in speech-language pathology or Education Professional Standards Board Masters level certification as a teacher of exceptional children in the areas of speech and communication disorders.(3)
The applicant shall obtain the equivalent of not less than nine (9) months of full-time professional experience with full-time employment, which shall be a minimum of thirty-five (35) clock hours of work a week.(a)
At least eighty (80) percent of the major responsibilities during postgraduate professional experience shall be in direct contact with clients or patients, consultations, record-keeping, and administrative duties.(b)
The postgraduate professional experience shall total no less than 1,260 hours accumulated within twenty-four (24) months of the beginning date of the experience.(c)
Professional experience of less than five (5) hours per week shall not meet the requirement and shall not be counted toward the postgraduate professional experience.(d)
Experience of more than thirty-five (35) hours per week shall not be used to reduce the postgraduate professional experience to less than thirty-six (36) weeks.(e)
Once initiated, the postgraduate professional experience shall be completed within twenty-four (24) months.(f)
Any request for an extension of the postgraduate professional experience shall be made on the "Application for Extension of Interim License", form DPL-SLPA-03, which is incorporated by reference in 201 KAR 17:011. An extension may be granted in the event of:1.
Illness;2.
Change in employment status;3.
Family care issue; or4.
Other extraordinary occurrence impacting one's ability to complete the postgraduate professional experience.Section 5.
Evaluation and Recommendation. Within thirty (30) days after completion of the postgraduate professional experience, the applicant and their supervisor shall submit a written report to the board verifying the successful completion of postgraduate professional experience.Section 6.
Material Incorporated by Reference.(1)
The following material is incorporated by reference:(a)
"Application for Interim Speech-Language Pathology Assistant", DPL-SLPA-05, July 2026;(b)
"Postgraduate Professional Experience Report and Evaluation", DPL-SLPA-06. July 2026; and(c)
"Change in Supervision for Interim SLP-A", DPL-SLPA- 07, July 2026.(2)
This material may be inspected, copied, or obtained, subject to applicable copyright law, at the Kentucky Board of Speech-Language Pathology and Audiology, Department of Professional Licensing, 500 Mero Street, Frankfort, Kentucky 40601, Monday through Friday, 8 a.m. to 4:30 p.m.201 KAR 17:025
MARGARET ADKINS, Au.D., CCC-A, Board Chair
APPROVED BY AGENCY: July 15, 2025
FILED WITH LRC: July 16, 2026 at 3:30 p.m.
PUBLIC HEARING AND COMMENT PERIOD: A public hearing on this administrative regulation shall be held on October 27, 2026, at 12:00 P.M. noon Eastern Time, at the Mayo-Underwood Building, 500 Mero Street, Frankfort, Kentucky in PPC Conference Room 127CW. Individuals interested in being heard at this hearing shall notify this agency in writing by five workdays prior to the hearing, of their intent to attend. If no notification of intent to attend the hearing was received by that date, the hearing may be cancelled. A transcript of the public hearing will not be made unless a written request for a transcript is made. If you do not wish to be heard at the public hearing, you may submit written comments on the proposed administrative regulation. Written comments shall be accepted through October 31, 2026. Send written notification of intent to be heard at the public hearing or written comments on the proposed administrative regulation to https://ppc.ky.gov/reg_comment.aspx or the contact person.
CONTACT PERSON: Name: Sara Boswell Janes, Title: Staff Attorney III, Agency: Department of Professional Licensing, Office of Legal Services Address: 500 Mero Street Phone Number: (502) 782-2709 (office) Fax: (502) 564-4818 Email: Sara.Janes@ky.gov Link to public comment portal: https://ppc.ky.gov/reg_comment.aspx.
REGULATORY IMPACT ANALYSIS AND TIERING STATEMENT
Contact Person:
Sara Boswell Janes Phone Number: (502) 782-2709 (office) Email: sara.janes@ky.gov
Subject Headings:
Speech-Language Pathology, Audiology, Speech-Language Pathology, Audiology, Licensing, Occupations and Professions, Boards and Commissions
(1) Provide a brief summary of:
(a) What this administrative regulation does:
This regulation establishes the requirements for licensure as an interim speech language pathologist assistant.
(b) The necessity of this administrative regulation:
This regulation is necessary to implement the provisions of KRS 334A.035.
(c) How this administrative regulation conforms to the content of the authorizing statutes:
The regulation is in conformity as the authorizing statute which gives the board the ability to promulgate regulations generally.
(d) How this administrative regulation currently assists or will assist in the effective administration of the statutes:
This regulation will assist the board in administering this program by identifying the requirements for licensure as an interim speech language pathologist assistant.
(2) If this is an amendment to an existing administrative regulation, provide a brief summary of:
(a) How the amendment will change this existing administrative regulation:
The amendment changes the title to clarify the contents of the regulation; adds statutory authority and language relating to the requirement that applicants seeking an initial license obtain a national and state criminal background investigation by the KSP and FBI; clarifies the application process requirements; incorporates required material that has not been previously incorporated by reference; uses abbreviations to break down lengthy sentences to reduce confusion and clarify meaning; and clarifies requirements relating to licensee and supervisor duties to provide notice to the board for changes in PPE or supervision.
(b) The necessity of the amendment to this administrative regulation:
The amendment is necessary due to the enactment of KRS 334A.055 for background checks for licensure, and to clarify and streamline the process.
(c) How the amendment conforms to the content of the authorizing statutes:
The amendment to this administrative regulation is in conformity with the authorizing statute that gives the board the ability to promulgate regulations generally regarding licensure requirements.
(d) How the amendment will assist in the effective administration of the statutes:
The amendment to this administrative regulation will assist the board in administering this program and the efficient collection of necessary information submitted by the applicant and update the material incorporated by reference accordingly.
(3) Does this administrative regulation or amendment implement legislation from the previous five years?
Yes, 2026 Ky. Acts ch. 6, Section 3.
(4) List the type and number of individuals, businesses, organizations, or state and local governments affected by this administrative regulation:
This regulation will affect the 4179 active and 85 inactive licensees in some capacity, and will also affect new applicants for licensure.
(5) Provide an analysis of how the entities identified in question (4) will be impacted by either the implementation of this administrative regulation, if new, or by the change, if it is an amendment, including:
(a) List the actions that each of the regulated entities identified in question (4) will have to take to comply with this administrative regulation or amendment:
An applicant for initial licensure must have a criminal background investigation report by means of a fingerprint check by the KSP and FBI submitted directly to the Board and pay the required fee directly to the KSP and FBI and use the proper forms.
(b) In complying with this administrative regulation or amendment, how much will it cost each of the entities identified in question (4):
Applicants for interim licensure will have no increase in application fees to the board, but will have to pay additional fees for a criminal background investigation. The board understands the fees to be as follows: $20.00 for the KSP; $18.00 for the FBI, and fingerprinting services to complete the request of $10.00 for some local law enforcement agencies who provide the service, or $20.00 for a private vendor like IdentiGO. The total cost is anticipated to be between $48.00 and $58.00.
(c) As a result of compliance, what benefits will accrue to the entities identified in question (4):
Kentucky will be in compliance with the requirements of KRS 334A.188 and the Audiology and Speech-Language Pathology Interstate Compact, thus allowing Kentucky to advance towards its participation in the Compact allowing certain Kentucky credential holders to obtain the privilege to practice in Member States and give Member State credential holders the ability to obtain the privilege to practice in Kentucky. This will provide Kentucky citizens in need of speech language pathology and audiology services with a larger pool of service providers, which increases accessibility to care in rural areas, and thus promotes public safety. Additionally, the amendments will clarify licensure requirements and identify the necessary forms.
(6) Provide an estimate of how much it will cost the administrative body to implement this administrative regulation:
(a) Initially:
No new costs are anticipated to implement this administrative regulation.
(b) On a continuing basis:
No new costs are anticipated on a continuing basis.
(7) What is the source of the funding to be used for the implementation and enforcement of this administrative regulation or this amendment:
The board’s operations are funded by fees paid by credential holders and applicant.
(8) Provide an assessment of whether an increase in fees or funding will be necessary to implement this administrative regulation, if new, or by the change if it is an amendment:
No increase in fees or funding will be required to implement this administrative regulation.
(9) State whether or not this administrative regulation establishes any fees or directly or indirectly increases any fees:
The amendment to this administrative regulation does not establish fees paid to the board directly. Indirectly, this administrative regulation increases fees paid by applicants, however, payment will be to the Kentucky State Police and Federal Bureau of Investigation for criminal background investigation reports submitted directly to the board.
(10) TIERING: Is tiering applied?
(Explain why or why not) Tiering is not applied to this regulation as it applies to all applicant license types.
FISCAL IMPACT STATEMENT
(1) Identify each state statute, federal statute, or federal regulation that requires or authorizes the action taken by the administrative regulation:
. KRS 334A.055 and 334A.080(3).
(2) State whether this administrative regulation is expressly authorized by an act of the General Assembly, and if so, identify the act:
Yes, 2026 Ky. Acts ch. 6, Section 3.
(3)(a) Identify the promulgating agency and any other affected state units, parts, or divisions:
(a) The Kentucky Board of Speech-Language Pathology and Audiology is the promulgating agency and the Department of Kentucky State Police are the only affected state units, parts or divisions.
(b) Estimate the following for each affected state unit, part, or division identified in (3)(a):
1. Expenditures:
For the first year:
No new expenditures anticipated initially for the Board. Expenditures for the Kentucky State Police are unknown, if any.
For subsequent years:
No new expenditures are anticipated on a continuing basis for the Board. Expenditures for subsequent years for the Kentucky State Police are unknown, if any.
2. Revenues:
For the first year:
No new revenues are anticipated initially for the Board. This administrative regulation will generate revenue for the Kentucky State Police in the first year, however, based on the average number of applicants paying a projected fee of $20, the revenue is anticipated to be less than $10,000 in the first year.
For subsequent years:
No new revenues are anticipated during subsequent years for the Board. This administrative regulation will generate revenue for the Kentucky State Police in subsequent years, however, based on the average number of applicants paying a projected fee of $20, the revenue is anticipated to be less than $10,000 in subsequent years.
3. Cost Savings:
For the first year:
Unknown
For subsequent years:
Unknown
(4)(a) Identify affected local entities (for example: cities, counties, fire departments, school districts):
Local law enforcement
(b) Estimate the following for each affected local entity identified in (4)(a):
1. Expenditures:
For the first year:
Unknown
For subsequent years:
Unknown
2. Revenues:
For the first year:
Unknown
For subsequent years:
Unknown
3. Cost Savings:
For the first year:
Unknown
For subsequent years:
Unknown
(5)(a) Identify any affected regulated entities not listed in (3)(a) or (4)(a):
The Federal Bureau of Investigation.
(b) Estimate the following for each regulated entity identified in (5)(a):
1. Expenditures:
For the first year:
Unknown
For subsequent years:
Unknown
2. Revenues:
For the first year:
This administrative regulation may generate revenue for the Federal Bureau of Investigation in the first year, however, based on the average number of applicants paying a projected fee of $18, the revenue is anticipated to be less than $10,000 in the first year.
For subsequent years:
This administrative regulation may generate revenue for the Federal Bureau of Investigation in subsequent years, however, based on the average number of applicants paying a projected fee of $18, the revenue is anticipated to be less than $10,000 in the first year.
3. Cost Savings:
For the first year:
Unknown
For subsequent years:
Unknown
(6) Provide a narrative to explain the following for each entity identified in (3)(a), (4)(a), and (5)(a)
(a) Fiscal impact of this administrative regulation:
The anticipated revenue for the first year and subsequent years, based on the average number of anticipated applicants with that fee, would be less than $10,000.
(b) Methodology and resources used to reach this conclusion:
Methodology and resources used are the fiscal department within the Public Protection Cabinet, Department of Professional Licensing.
(7) Explain, as it relates to the entities identified in (3)(a), (4)(a), and (5)(a):
(a) Whether this administrative regulation will have a "major economic impact", as defined by KRS 13A.010(14):
It is not anticipated that this administrative regulation will have an overall negative or adverse major economic impact to the entities identified.
(b) The methodology and resources used to reach this conclusion:
Methodology and resources used are the fiscal department within the Public Protection Cabinet, Department of Professional Licensing.