Title 603 | Chapter 005 | Regulation 155
PREVIOUS VERSION
The previous document that this document is based upon is available.
603 KAR 5:155.Vegetation management.
Section 1.
Definitions.(1)
"Advertising device" is defined by KRS 177.830(5).(2)
"Department" is defined by KRS 176.010(2).(3)
"Person" means any individual, firm, co-partnership, joint venture, association, social club, fraternal organization, corporation, estate, trust, business trust, receiver, syndicate, cooperative, or any other group or combination acting as an individual or unit.Section 2.
Vegetation Management Permit Eligibility.(1)
A permit for vegetation management to remove or prune vegetation, including vegetative obstructions to the visibility of an advertising device, located on public right-of-way under the jurisdiction of the Kentucky Transportation Cabinet shall be obtained from the department, in accordance with this administrative regulation, prior to entry or disturbance of the right-of-way.(2)
An applicant shall apply to the department for a permit for vegetation management to remove or prune vegetation by submitting a completed Application for Encroachment Permit, TC 99-1A form, to the Transportation Cabinet district office that is responsible for the area of the proposed vegetation management.(3)
An application for a permit to remove or prune vegetation shall be considered by the department if the proposal:(a)
Improves the safety of the traveling public;(b)
Is necessary to eliminate hazards to personal property;(c)
Enhances visibility for the travelling public;(d)
Eliminates an unsightly condition and improves roadway aesthetics; or(e)
Removes undesirable vegetation listed on the department's Web site at www.transportation.ky.gov/permits/.(4)
A permit to remove or prune vegetation shall not be issued for the purpose of increasing visibility of any advertising device currently in violation of KRS Chapter 177 or KAR Title 603.(5)
Access to department right-of-way to perform vegetation management shall be from private property unless otherwise specified as part of the permit.Section 3.
General Requirements for Vegetation Management.(1)
An applicant requesting a permit for vegetation management to remove or prune vegetation shall submit:(a)
A completed Application for Encroachment Permit, TC 99-1A form;(b)
A general description of work to be performed;(c)
A location map;(d)
A detailed and scaled drawing showing the location of the vegetation proposed to be removed or pruned;(e)
The name, address, and phone number of the contractor that will be performing the work;(f)
A signed release from property owners whose property lines front the right-of-way where the vegetation management is proposed;(g)
A signed consent from a private property owner that gives the applicant access from the private property to the work site;(h)
A seeding and erosion control plan pursuant to the department's manual, Standard Specifications for Road and Bridge Construction;(i)
Evidence of bonding maintained until released by the department; and(j)
Proof of liability insurance equal to or more than $1 million.(2)
The following applicants are exempt from Section 3(1) (f), (g), (i), and (j) of this administrative regulation:(a)
Government agencies removing vegetation for purposes of installing or maintaining government facilities; or(b)
Public utility companies removing vegetation for purposes of installing or maintaining utility facilities.(3)
An applicant shall:(a)
Remove tree stumps and roots on a slope of 3:1 or less flush with the ground surface;(b)
Remove tree stumps and roots on a slope greater than 3:1 to a height of three (3) inches or less above the surrounding ground surface. The height shall be measured from the top of the stump or root to its base on the lowest side of the slope;(c)
Remove and dispose of cut material and debris from the state right-of-way as stated in the permit issued by the department;(d)
Fill, grade, and compact a hole or void created by the performed work with top soil;(e)
Use a seeding and erosion control plan;(f)
Not remove more than twenty-five (25) percent of the crown of each tree approved for pruning by the department;(g)
Perform work during the time frame stated in the permit; and(h)
Reimburse the department for any costs incurred associated with the vegetation removal and pruning permit.(4)
Work shall not be performed until a permit is issued by the department.(5)
If a tree approved to be pruned dies related to executing the permit for vegetation management, the department shall require the permittee to remove the dead tree from department right-of-way, mitigate for the loss of vegetation, and restore department right-of-way.(6)
If damage occurs to vegetation not included in the permit for vegetation management, the department shall require the permittee to mitigate for the loss of vegetation and restore department right-of-way.(7)
The permittee shall be solely responsible for damage or destruction to private property that occurs in the course of executing the permit for vegetation management.(8)
The permittee shall indemnify the department and the Transportation Cabinet pursuant to the permit if claims are brought against the department or Transportation Cabinet by third parties for damages sustained in the course of executing a permit for vegetation management.(9)
Tree removal or pruning shall not be performed from June 1 to July 31.Section 4.
Mitigation.(1)
An applicant shall be required to mitigate as part of a permit for vegetation management for removal of any tree with a five (5) inch or greater diameter at breast height (dbh), except:(a)
Government agencies removing vegetation for purposes of installing or maintaining government facilities; or(b)
Public utility companies removing vegetation for purposes of installing or maintaining utility facilities.(2)
For mitigation, the applicant shall make a payment to the Kentucky Transportation Cabinet (KYTC) where the funding shall be used by KYTC to re-plant native trees at KYTC Stream and Wetland Mitigation sites or KYTC Pollinator Plots. KYTC Stream and Wetland Mitigation sites are established in priority watersheds within Kentucky where aquatic threatened or endangered species are known to exist, and these sites exist to in-part protect the water quality of the streams in which these species occur. KYTC Pollinator Plots are established in an attempt to curb the listing of pollinator species on the Threatened or Endangered Species List.(3)
The department shall calculate the payment amount based on the lesser amount of $150 for each tree removed with a five (5) inch or greater diameter at breast height (dbh) or $2,000 per acre.(4)
The department shall not approve a permit for vegetation removal prior to receiving proof of the required payment from the applicant.Section 5.
Notice of Violation; Appeals.(1)
The department shall provide notification by certified letter if a violation of this administrative regulation has occurred.(2)
A person aggrieved by the findings of the department may request an administrative hearing pursuant to KRS Chapter 13B.(a)
The request shall be made in writing within thirty (30) days of the certified letter.(b)
A request for a hearing shall thoroughly describe the grounds on which the hearing is requested.(c)
The hearing request shall be addressed to the Transportation Cabinet, Office of Legal Services, 200 Mero Street, Frankfort, Kentucky 40622.(3)
If a request for an administrative hearing is not received by the department or the violation is not remedied within (30) days of notice, the department shall take action to impose penalties as established in Section 6 of this administrative regulation.Section 6.
Penalties.(1)
Any person who violates this administrative regulation shall:(a)
Be subject to a civil penalty as established in KRS 177.106;(b)
Mitigate for loss of vegetation in accordance with Section 4 of this administrative regulation; and(c)
Be responsible for all costs associated with the restoration of the department right-of-way to an acceptable condition including the required remedial measures provided for in Section 3(3) of this administrative regulation.(2)
The department shall deny or revoke a permit that contains false or misleading information.Section 7.
Incorporation by Reference.(1)
The following material is incorporated by reference:(a)
"Application for Encroachment Permit", TC 99-1A, October 2020; and(b)
"Standard Specifications for Road and Bridge Construction", June 1, 2019.(2)
This material may be inspected, copied, or obtained, subject to applicable copyright law, at the Transportation Cabinet, Department of Highways, 200 Mero Street, Frankfort, Kentucky 40622, Monday through Friday, 8 a.m. to 4:30 p.m.(3)
This material is also available on the Transportation Cabinet's Web sites at:(a)
https://transportation.ky.gov/Permits; and(b)
https://transportation.ky.gov/Construction/Pages/Kentucky-Standard-Specifications.aspx.HISTORY: (41 Ky.R. 2453; Am. 42 Ky.R. 348; 1153; eff. 11-5-2015; Cert. eff. 7-26-2022; 49 Ky.R. 87; eff. 10-18-2022; 50 Ky.R. 1189, 1686; eff. 3-13-2024.)
FILED WITH LRC: January 8, 2024
CONTACT PERSON: Jon Johnson, Staff Attorney Manager / Assistant General Counsel, Transportation Cabinet, Office of Legal Services, 200 Mero Street, Frankfort, Kentucky 40622, phone (502) 782-8180, fax (502) 564-5238, email Jon.Johnson@ky.gov.
603 KAR 5:155.Vegetation management.
Section 1.
Definitions.(1)
"Advertising device" is defined by KRS 177.830(5).(2)
"Department" is defined by KRS 176.010(2).(3)
"Person" means any individual, firm, co-partnership, joint venture, association, social club, fraternal organization, corporation, estate, trust, business trust, receiver, syndicate, cooperative, or any other group or combination acting as an individual or unit.Section 2.
Vegetation Management Permit Eligibility.(1)
A permit for vegetation management to remove or prune vegetation, including vegetative obstructions to the visibility of an advertising device, located on public right-of-way under the jurisdiction of the Kentucky Transportation Cabinet(2)
An applicant shall apply to the department for a permit for vegetation management to remove or prune vegetation by submitting a completed Application for Encroachment Permit, TC 99-1A form, to the Transportation Cabinet district office that is responsible for the area of the proposed vegetation management.(3)
An application for a permit to remove or prune vegetation shall be considered by the department if the proposal:(a)
Improves the safety of the traveling public;(b)
Is necessary to eliminate hazards to personal property;(c)
Enhances visibility for the travelling public;(d)
Eliminates an unsightly condition and improves roadway aesthetics; or(e)
Removes undesirable vegetation listed on the department's Web site at www.transportation.ky.gov/permits/.(4)
A permit to remove or prune vegetation shall not be issued for the purpose of increasing visibility of any(5)
Access to department right-of-way to perform vegetation management shall be from private property unless otherwise specified as part of the permit.Section 3.
General Requirements for Vegetation Management.(1)
An applicant requesting a permit for vegetation management to remove or prune vegetation shall submit:(a)
A completed Application for Encroachment Permit, TC 99-1A form;(b)
A general description of work to be performed;(c)
A location map;(d)
A detailed and scaled drawing showing the location of the vegetation proposed to be removed or pruned;(e)
The name, address, and phone number of the contractor that will be performing the work;(f)
A signed release from property owners whose property lines front the right-of-way where the vegetation management is proposed;(g)
A signed consent from a private property owner that gives the applicant access from the private property to the work site;(h)
A seeding and erosion control plan pursuant to the department's manual, Standard Specifications for Road and Bridge Construction;(i)
Evidence of bonding maintained until released by the department; and(j)
Proof of liability insurance equal to or more than $1 million.(2)
The following applicants are exempt from Section 3(1) (f), (g), (i), and (j) of this administrative regulation:(a)
Government agencies removing vegetation for purposes of installing or maintaining government facilities; or(b)
Public utility companies removing vegetation for purposes of installing or maintaining utility facilities.(3)
An applicant shall:(a)
Remove tree stumps and roots on a slope of 3:1 or less flush with the ground surface;(b)
Remove tree stumps and roots on a slope greater than 3:1 to a height of three (3) inches or less above the surrounding ground surface. The height shall be measured from the top of the stump or root to its base on the lowest side of the slope;(c)
Remove and dispose of cut material and debris from the state right-of-way as stated in the permit issued by the department;(d)
Fill, grade, and compact a hole or void created by the performed work with top soil;(e)
Use a seeding and erosion control plan;(f)
Not remove more than twenty-five (25) percent of the crown of each tree approved for pruning by the department;(g)
Perform work during the time frame stated in the permit; and(h)
Reimburse the department for any costs incurred associated with the vegetation removal and pruning permit.(4)
Work shall not be performed until a permit is issued by the department.(5)
If a tree approved to be pruned dies related to executing the permit for vegetation management, the department shall require the permittee to remove the dead tree from department right-of-way, mitigate for the loss of vegetation, and restore department right-of-way.(6)
If damage occurs to vegetation not included in the permit for vegetation management, the department shall require the permittee to mitigate for the loss of vegetation and restore department right-of-way.(7)
The permittee shall be solely responsible for damage or destruction to private property that occurs in the course of executing the permit for vegetation management.(8)
The permittee shall indemnify the department and the Transportation Cabinet pursuant to the permit if claims are brought against the department or Transportation Cabinet by third parties for damages sustained in the course of executing a permit for vegetation management.(9)
Tree removal or pruning shall not be performed from June 1 to July 31.Section 4.
Mitigation.(1)
An applicant shall be required to mitigate as part of a permit for vegetation management for removal of any tree with a five (5) inch or greater diameter at breast height (dbh), except:(a)
Government agencies removing vegetation for purposes of installing or maintaining government facilities; or(b)
Public utility companies removing vegetation for purposes of installing or maintaining utility facilities.(2)
For mitigation, the applicant shall make a payment(3)
The department shall calculate the payment(4)
The department shall not approve a permit for vegetation removal prior to receiving proof of the required paymentSection 5.
Notice of Violation; Appeals.(1)
The department shall provide notification by certified letter if a violation of this administrative regulation has occurred.(2)
A person aggrieved by the findings of the department may request an administrative hearing pursuant to KRS Chapter 13B.(a)
The request shall be made in writing within thirty (30) days of the certified letter.(b)
A request for a hearing shall thoroughly describe the grounds on which the hearing is requested.(c)
The hearing request shall be addressed to the Transportation Cabinet, Office of Legal Services, 200 Mero Street, Frankfort, Kentucky 40622.(3)
If a request for an administrative hearing is not received by the department or the violation is not remedied within (30) days of notice, the department shall take action to impose penalties as established in Section 6 of this administrative regulation.Section 6.
Penalties.(1)
Any person who violates this administrative regulation shall:(a)
Be subject to a civil penalty as established in KRS 177.106;(b)
Mitigate for loss of vegetation in accordance with Section 4 of this administrative regulation; and(c)
Be responsible for all costs associated with the restoration of the department right-of-way to an acceptable condition including the required remedial measures provided for in Section 3(3) of this administrative regulation.(2)
The department shall deny or revoke a permit that contains false or misleading information.Section 7.
Incorporation by Reference.(1)
The following material is incorporated by reference:(a)
"Application for Encroachment Permit", TC 99-1A(b)
(c)
"Standard Specifications for Road and Bridge Construction", June 1, 2019.(2)
This material may be inspected, copied, or obtained, subject to applicable copyright law, at the Transportation Cabinet, Department of Highways, 200 Mero Street, Frankfort, Kentucky 40622, Monday through Friday, 8 a.m. to 4:30 p.m.(3)
This material is also available on the Transportation Cabinet's Web sites at:(a)
https://transportation.ky.gov/Permits; and(b)
https://transportation.ky.gov/Construction/Pages/Kentucky-Standard-Specifications.aspx.HISTORY: (41 Ky.R. 2453; Am. 42 Ky.R. 348; 1153; eff. 11-5-2015; Cert. eff. 7-26-2022; 49 Ky.R. 87; eff. 10-18-2022; 50 Ky.R. 1189, 1686; eff. 3-13-2024.)
FILED WITH LRC: January 8, 2024
CONTACT PERSON: Jon Johnson, Staff Attorney Manager / Assistant General Counsel, Transportation Cabinet, Office of Legal Services, 200 Mero Street, Frankfort, Kentucky 40622, phone (502) 782-8180, fax (502) 564-5238, email Jon.Johnson@ky.gov.