Title 806 | Chapter 009 | Regulation 350


806 KAR 9:350.Recognition of financial planning certification and designation for receipt of fees and commissions.

Section 1.

Recognition of Financial Planning Certification and Designation. For purposes of KRS 304.9-350(8), the Department of Insurance recognizes the following financial planning certifications and designations:

(1)

Accredited Asset Management Specialist (AAMS);

(2)

Accredited Estate Planner (AEP);

(3)

Associate Financial Advisor (AFA);

(4)

Accredited Financial Counselor (AFC);

(5)

Associate, Financial Services Institute (AFSI);

(6)

Accredited Wealth Manager Advisor (AWMA);

(7)

Board Certified in Estate Planning (BCE);

(8)

Chartered Asset Manager (CAM);

(9)

Chartered Advisor for Senior Living (CASL);

(10)

Certificate in Investment Performance Measurement (CIPM);

(11)

Certified Estate Advisor (CEA);

(12)

Certified Estate Planner (CEP);

(13)

Certified Financial Planner (CFP);

(14)

Certified Fund Specialist (CFS);

(15)

Certified Investment Management Analyst (CIMA);

(16)

Certified Pension Consultant (CPC);

(17)

Certified Public Accountant (CPA);

(18)

Chartered Advisor in Philanthropy;

(19)

Chartered Financial Analyst (CFA);

(20)

Chartered Financial Consultant (ChFC);

(21)

Chartered Life Underwriter (CLU);

(22)

Chartered Market Technician (CMT);

(23)

Chartered Mutual Fund Counselor (CMFC);

(24)

Chartered Portfolio Manager (CPM);

(25)

Chartered Retirement Planning Counselor (CRPC);

(26)

Chartered Retirement Plan Specialist (CRPS);

(27)

Chartered Senior Financial Planner (CSFP);

(28)

Chartered Trust and Estate Planner (CTEP);

(29)

Fellow, Financial Services Institute (FFSI);

(30)

Fellow of the Life Management Institute (FLMI);

(31)

Financial Services Specialist (FSS);

(32)

Master Financial Advisor (MFA);

(33)

Master Financial Manager (MFM);

(34)

Master Financial Professional (MFP);

(35)

Masters of Science in Financial Services (MSFS);

(36)

Personal Financial Specialist (PFS);

(37)

Professional Financial Advisor (PFA);

(38)

Qualified Plan Financial Consultant (QPFC);

(39)

Registered Financial Specialist (RFS);

(40)

Registered Financial Planner (RFP); or

(41)

Senior Registered Financial Planner (SRFP).

HISTORY: (35 Ky.R. 1105; Am. 1492; 1708; eff. 2-6-2009; 46 Ky.R. 1872; eff. 1-+3-2020.)

7-Year Expiration: 1/3/2027

Last Updated: 12/15/2021


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