Title 806 | Chapter 046 | Regulation 040


806 KAR 46:040.Forms for application and financial statements.

Section 1.

Definitions.

(1)

"Commissioner" is defined in KRS 304.1-050(1).

(2)

"Department" is defined in KRS 304.1-050(2).

(3)

"Liability self-insurance group" is defined in KRS 304.48-020(7).

Section 2.

(1)

Pursuant to KRS 304.48-050, Form 995, Application for Certificate of Filing As a Liability Self-Insurance Group, shall be completed and submitted to the commissioner to apply for certification as a liability self-insurance group.

(2)

Pursuant to KRS 304.48-170(2), the Liability Self-Insurance Group Quarterly Statement (Blank) shall be completed and submitted to the commissioner to file a quarterly statement of financial condition. Form 101, Trustee Confirmation of Receipt, shall be completed by each trustee of the liability self-insurance group, acknowledging receipt of a copy of the quarterly statement of financial condition, and submitted to the Department of Insurance within seventy-five (75) calendar days after the close of each quarterly reporting period.

(3)

Pursuant to KRS 304.48-170(1), the Liability Self-Insurance Group Annual Statement (Blank) shall be completed and submitted to the commissioner to file an annual statement of financial condition.

Section 3.

Incorporation by Reference.

(1)

The following material is incorporated by reference:

(a)

"Form 995 - Application for Certificate of Filing As a Liability Self-Insurance Group", 7/2020;

(b)

"Liability Self-Insurance Group Quarterly Statement (Blank)", 7/2020;

(c)

"Form 101 - Trustee Confirmation of Receipt", 7/2020; and

(d)

"Liability Self-Insurance Group Annual Statement (Blank)", 7/2020.

(2)

This material may be inspected, copied, or obtained, subject to applicable copyright law, at the Kentucky Department of Insurance, Mayo-Underwood Building, 500 Mero Street, Frankfort, Kentucky 40601, Monday through Friday, 8 a.m. to 4:30 p.m.

(3)

This material is also available on the Department of Insurance Internet Web site at http://insurance.ky.gov. .

HISTORY: (37 Ky.R. 1123; eff. 1-3-2011; Crt eff. 2-26-2020; 47 Ky.R. 831; eff. 4-6-2021.)

7-Year Expiration: 4/6/2028

Last Updated: 12/15/2021


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