Title 907 | Chapter 003 | Regulation 160
PREVIOUS VERSION
The previous document that this document is based upon is available.
907 KAR 3:160.Specialized children's services clinics.
Section 1.
Definitions.(1)
"Affiliation agreement" means a written agreement between a provider and a children's advocacy center to perform a child medical evaluation.(2)
"Approved behavioral health practitioner" means an independently licensed practitioner who is:(a)
A physician;(b)
A psychiatrist;(c)
An advanced practice registered nurse;(d)
A physician assistant;(e)
A licensed psychologist;(f)
A licensed psychological practitioner;(g)
A certified psychologist with autonomous functioning;(h)
A licensed clinical social worker;(i)
A licensed professional clinical counselor;(j)
A licensed marriage and family therapist;(k)
A licensed professional art therapist;(l)
A licensed clinical alcohol and drug counselor; or(m)
A licensed behavior analyst.(3)
"Approved behavioral health practitioner under supervision" means an individual under billing supervision of an approved behavioral health practitioner who is:(a)
1.
A licensed psychological associate working under the supervision of a board-approved licensed psychologist;2.
A certified psychologist working under the supervision of a board-approved licensed psychologist;3.
A marriage and family therapy associate;4.
A certified social worker;5.
A licensed professional counselor associate;6.
A licensed professional art therapist associate;7.
A licensed clinical alcohol and drug counselor associate;8.
A certified alcohol and drug counselor; or9.
A licensed assistant behavior analyst; and(b)
Employed by or under contract with the same billing provider as the billing supervisor.(4)
"Child medical evaluation" is defined by KRS 205.557(1)(c).(5)
"Children's advocacy center" is defined in KRS 620.020(4).(6)
"Department" means the Department for Medicaid Services or its designated agent.(7)
"Medically necessary" or "medical necessity" means that a covered benefit is determined to be needed in accordance with 907 KAR 3:130.(8)
"Sexual assault nurse examiner" or "SANE" is defined in KRS 314.011(14).(9)
"Specialized children's services clinic" means a clinic enrolled with the Kentucky Medicaid program that provides child medical evaluations and that meets the requirements of Section 3 of this administrative regulation.Section 2.
Covered Services.(1)
A child medical evaluation provided as a clinic service by a specialized children's services clinic shall be covered if medically necessary and provided to a recipient who is under the age of eighteen (18) years.(2)
A child medical evaluation includes any combination of one (1) or more of the services as established in KRS 205.557(1)(c) oran evidence-based trauma screening approved by the Children's Advocacy Centers of Kentucky, or its successor agency.(3)
A child medical evaluation shall be performed by:(a)
A licensed physician, an advance practice registered nurse, a physician assistant, or a sexual assault nurse examiner who:1.
Completes the medical history and physical examination;2.
Is employed by, under contract with, or has an affiliation agreement with a specialized children's services clinic;3.
Has received specialized training in the medical examination of sexually-abused children; and4.
Shall make reports resulting from child medical evaluations available for peer review and maintain confidentiality in accordance with Section 7 of this administrative regulation; and(b)
As necessary, an approved behavioral health practitioner or an approved behavioral health practitioner under supervision who:1.
Performs a mental health screening or evidence-based trauma screening to determine the mental health status of the child and the need for further mental health services;2.
Is supervised by the physician, physician assistant, or advanced practice registered nurse who performs the medical examination and evaluation;3.
Is employed by, under contract with, or has an affiliation agreement with a specialized children's services clinic; and4.
Has received specialized training in the mental health screening or evidence-based trauma screening and assessment of sexually-abused children.(4)
Mental health treatment services, limited to those as established in paragraphs (a) through (i) of this subsection, may be offered by a specialized children's services clinic to a person who is involved with or impacted by the subject matter of a child medical evaluation, and services shall meet the requirements as established in this subsection.(a)
A screening shall:1.
Determine the likelihood that an individual has a mental health disorder, a substance use disorder, or co-occurring disorders;2.
Not establish the presence or specific type of disorder;3.
Establish the need for an in-depth assessment; and4.
Be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(b)
An assessment shall:1.
Include gathering information and engaging in a process with the individual that enables the provider to:a.
Establish the presence or absence of a mental health disorder, substance use disorder, or co-occurring disorders;b.
Determine the individual's readiness for change;c.
Identify the individual's strengths or problem areas that may affect the treatment and recovery processes; andd.
Engage the individual in developing an appropriate treatment relationship;2.
Establish or rule out the existence of a clinical disorder or service need;3.
Include working with the individual to develop a treatment and service plan;4.
Not include a psychological or psychiatric evaluation or assessment; and5.
Be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(c)
Crisis intervention:1.
Shall be a therapeutic intervention for the purpose of immediately reducing or eliminating the risk of physical or emotional harm to:a.
The recipient; orb.
Another individual;2.
Shall consist of clinical intervention and support services necessary to provide integrated crisis response, crisis stabilization interventions, or crisis prevention activities for an individual with a behavioral health disorder;3.
Shall be provided:a.
On-site at a specialized children's clinic;b.
As an immediate relief to the presenting problem or threat; andc.
In a one-on-one encounter between the provider and the recipient, which is delivered either in-person or via telehealth if appropriate pursuant to 907 KAR 3:170;4.
May include:a.
Verbal de-escalation, risk assessment, or cognitive therapy; orb.
Further service planning including:(i)
Lethal means reduction for suicide; or(ii)
Substance use disorder or relapse prevention;5.
Shall be followed by a referral to non-crisis services if applicable; and6.
Shall be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(d)
1.
Intensive outpatient program services shall:a.
Be an alternative to or transition from a higher level of care for a mental health disorder;b.
Offer a multi-modal, multi-disciplinary structured outpatient treatment program that is significantly more intensive than individual outpatient therapy, group outpatient therapy, or family outpatient therapy;c.
Be provided at least three (3) hours per day at least three (3) days per week for adults;d.
Be provided at least six (6) hours per week for adolescents;e.
Include:(i)
Individual outpatient therapy, group outpatient therapy, or family outpatient therapy unless contraindicated;(ii)
Crisis intervention; or(iii)
Psycho-education related to identified goals in the recipient's treatment plan; andf.
Be provided in-person.2.
During psycho-education, the recipient or recipient's family member shall be:a.
Provided with knowledge regarding the recipient's diagnosis, the causes of the condition, and the reasons why a particular treatment might be effective for reducing symptoms; andb.
Taught how to cope with the recipient's diagnosis or condition in a successful manner.3.
An intensive outpatient program services treatment plan shall:a.
Be individualized; andb.
Focus on stabilization and transition to a lesser level of care.4.
To provide intensive outpatient program services, a specialized services clinic shall have:a.
Access to a board-certified or board-eligible psychiatrist for consultation;b.
Access to a psychiatrist, a physician, or an advanced practiced registered nurse for medication prescribing and monitoring;c.
Adequate staffing to ensure a minimum recipient-to-staff ratio of ten (10) recipients to one (1) staff person;d.
The capacity to provide services utilizing a recognized intervention protocol based on nationally accepted treatment principles; ande.
The capacity to employ staff authorized to provide intensive outpatient program services in accordance with this section and to coordinate the provision of services among team members.5.
Intensive outpatient program services shall be provided by:a.
An approved behavioral health practitioner, except for a licensed behavior analyst; orb.
An approved behavioral health practitioner under supervision, except for a licensed assistant behavior analyst.(e)
Individual outpatient therapy shall:1.
Be provided to promote the:a.
Health and wellbeing of the individual; andb.
Restoration of a recipient to the recipient's best possible functional level from a mental health disorder;2.
Consist of:a.
A one-on-one encounter between the provider and recipient conducted in-person or via telehealth as appropriate pursuant to 907 KAR 3:170; andb.
A behavioral health therapeutic intervention provided in accordance with the recipient's identified treatment plan;3.
Be aimed at:a.
Reducing adverse symptoms;b.
Reducing or eliminating the presenting problem of the recipient; andc.
Improving functionality;4.
Not exceed three (3) hours per day; and5.
Be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(f)
1.
Family outpatient therapy shall consist of an in-person, or via telehealth as appropriate pursuant to 907 KAR 3:170, behavioral health therapeutic intervention provided:a.
Through scheduled therapeutic visits between the therapist and the recipient and at least one (1) member of the recipient's family; andb.
To address issues interfering with the relational functioning of the family and to improve interpersonal relationships within the recipient's home environment.2.
A family outpatient therapy session shall be billed as one (1) service regardless of the number of individuals, including multiple members from one (1) family, who participate in the session.3.
Family outpatient therapy shall:a.
Be provided to promote the:(i)
Health and wellbeing of the individual; or(ii)
Restoration of a recipient to the recipient's best possible functional level from a mental health disorder; andb.
Not exceed three (3) hours per day alone or in combination with any other outpatient therapy per recipient unless additional time is medically necessary.4.
Family outpatient therapy shall be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(g)
1.
Group outpatient therapy shall:a.
Be a behavioral health therapeutic intervention provided in accordance with a recipient's identified plan of care;b.
Be provided to promote the:(i)
Health and wellbeing of the individual; and(ii)
Restoration of a recipient to the recipient's best possible functional level from a mental health disorder;c.
Consist of an in-person, or via telehealth as appropriate pursuant to 907 KAR 3:170, behavioral health therapeutic intervention provided in accordance with the recipient's identified treatment plan;d.
Be provided to a recipient in a group setting:(i)
Of nonrelated individuals; and(ii)
Not to exceed twelve (12) individuals in size;e.
Focus on the psychological needs of the recipients as evidenced in each recipient's plan of care;f.
Center on goals including building and maintaining healthy relationships, personal goals setting, and the exercise of personal judgment;g.
Not include physical exercise, a recreational activity, an educational activity, or a social activity; andh.
Not exceed three (3) hours per day alone or in combination with any other outpatient therapy per recipient unless additional time is medically necessary.2.
A family outpatient therapy group shall have a:a.
Deliberate focus; andb.
Defined course of treatment.3.
The subject of a group receiving group outpatient therapy shall be related to each recipient participating in the group.4.
The provider shall keep individual notes regarding each recipient within the group and within each recipient's health record.5.
Family outpatient therapy shall be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(h)
1.
Collateral outpatient therapy shall:a.
Consist of an in-person or appropriate telehealth, provided pursuant to 907 KAR 3:170, behavioral health consultation:(i)
With a parent or caregiver of a recipient, household member of a recipient, legal representative of a recipient, school personnel, treating professional, or other person with custodial control or supervision of the recipient; and(ii)
That is provided in accordance with the recipient's treatment plan; andb.
Not exceed three (3) hours per day alone or in combination with any other outpatient therapy per recipient unless additional time is medically necessary.2.
Written consent by a parent or custodial guardian to discuss a recipient's treatment with any person other than a parent or legal guardian shall be signed and filed in the recipient's health record.3.
Collateral outpatient therapy shall be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(i)
1.
Peer support services shall:a.
Be emotional support that is provided by:(i)
An individual who has been trained and certified in accordance with 908 KAR 2:220 and who is experiencing or has experienced a mental health disorder to a recipient by sharing a similar mental health disorder in order to bring about a desired social or personal change;(ii)
A parent or other family member, who has been trained and certified in accordance with 908 KAR 2:230, of a child having or who has had a mental health disorder to a parent or family member of a child sharing a similar mental health disorder in order to bring about a desired social or personal change; or(iii)
An individual, who has been trained and certified in accordance with 908 KAR 2:240 and identified as experiencing as a child or youth an emotional, social, or behavioral disorder that is defined in the current version of the Diagnostic and Statistical Manual for Mental Disorders;b.
Be an evidence-based practice;c.
Be structured and scheduled non-clinical therapeutic activities with an individual recipient or a group of recipients;d.
Promote socialization, recovery, self-advocacy, preservation, and enhancement of community living skills for the recipient;e.
Be coordinated within the context of a comprehensive, individualized plan of care developed through a person-centered planning process;f.
Be identified in each recipient's plan of care;g.
Be designed to directly contribute to the recipient's individualized goals as specified in the recipient's plan of care; andh.
Be provided face-to-face or via telehealth, as established pursuant to 907 KAR 3:170.2.
To provide peer support services, a specialized children's services clinic shall:a.
Have demonstrated:(i)
The capacity to provide peer support services for the behavioral health population being served including the age range of the population being served; and(ii)
Experience in serving individuals with behavioral health disorders;b.
Employ peer support specialists who are qualified to provide peer support services in accordance with 908 KAR 2:220, 908 KAR 2:230, or 908 KAR 2:240;c.
Use an approved behavioral health practitioner to supervise peer support specialists;d.
Have the capacity to coordinate the provision of services among team members;e.
Have the capacity to provide ongoing continuing education and technical assistance to peer support specialists;f.
Require individuals providing peer support services to recipients to provide no more than thirty (30) hours per week of direct recipient contact; andg.
Require peer support services provided to recipients in a group setting not exceeding eight (8) individuals within any group at a time.(5)
Ongoing mental health treatment services shall be provided by:(a)
1.
An approved behavioral health practitioner; or2.
An approved behavioral health practitioner under supervision; and(b)
1.
A provider who is an employee of the specialized children's services clinic; or2.
A provider who has a contractual relationship with the specialized children's services clinic and who does not duplicate the provided behavioral health services to the recipient for another Medicaid provider.Section 3.
Provider Requirements.(1)
A provider shall be enrolled with the department as a specialized children's services clinic.(2)
A specialized children's services clinic shall be a children's advocacy center whose providers are employed by, under contract with, or have a signed affiliation agreement with the clinic.(3)
A SANE who is a registered nurse, but not an APRN, shall be under the supervision of a physician, an APRN, or a physician assistant who is employed or contractually associated with the specialized children's services clinic for billing purposes.Section 4.
Billing for Services.(1)
A child medical evaluation shall be billed by a specialized children's services clinic as a comprehensive clinic service which shall include:(a)
The services of the:1.
Physician;2.
Advanced practice registered nurse;3.
Physician assistant; or4.
SANE.(b)
Mental health screening services provided by an approved behavioral health practitioner or an approved behavioral health practitioner under supervision;(c)
Services and supplies furnished as an incidental part of the professional services performed by a provider listed in paragraph (a) of this subsection in the course of diagnosis and treatment;(d)
Medical services provided by other clinic employees under the direct supervision of the physician, advanced practice registered nurse, physician assistant, or SANE; or(e)
Follow-up services provided by the physician, advanced practice registered nurse, physician assistant, SANE, approved behavioral health practitioner, or approved behavioral health practitioner under supervision.(2)
Child medical evaluation services provided by a physician, an advanced practice registered nurse, a physician assistant, a SANE, or an approved behavioral health practitioner or an approved behavioral health practitioner under supervision employed by, under contract with, or having a signed affiliation agreement with a specialized children's services clinic shall be billed under the clinic's provider number using a single reimbursement code designated by the department.(3)
Mental health treatment by an approved behavioral health practitioner or approved behavioral health practitioner under supervision shall be billed per encounter by the specialized children's services clinic as consistent with:(a)
The Outpatient Behavioral Health Fee Schedule, or its successor fee schedule, available at https://www.chfs.ky.gov/agencies/dms/Pages/feesrates.aspx; and(b)
Section 2 of this administrative regulation.(4)
(a)
A specialized children's services clinic may provide laboratory services directly if:1.
The clinic has the appropriate Clinical Laboratory Improvement Amendments (CLIA) certificate to perform laboratory testing pursuant to 907 KAR 1:028; and2.
The services are prescribed by a physician, an advanced practice registered nurse, a physician assistant, or a SANE who has a contractual relationship with the clinic.(b)
If a specialized children's services clinic does not have the appropriate CLIA certificate to perform necessary laboratory testing, it shall establish a contractual relationship with a laboratory or facility with the appropriate CLIA certificate in order to perform any laboratory service required pursuant to this administrative regulation. The contracted laboratory shall not separately bill for any services provided for a specialized children's services clinic that are also submitted for reimbursement pursuant to this administrative regulation.(c)
Laboratory services may be administered, as appropriate, by:1.
A physician;2.
An APRN;3.
A physician assistant;4.
A SANE;5.
An approved behavioral health practitioner; or6.
An approved behavioral health practitioner under supervision.Section 5.
Reimbursement.(1)
The department shall establish a prospective payment rate or rates for each specialized children's services clinic based on an annual cost report or survey.(a)
The prospective payment rate shall reflect a true and actual cost for a specialized children's services clinic as established by expenses from the previous year.(b)
The prospective reimbursement rate shall incorporate additional expected expenses for the next year, including expected inflation for the next year.(2)
(a)
A managed care organization shall accept the surveys submitted by the department and the department's determination of a prospective reimbursement rate for each and any specialized children's services clinic.(b)
A managed care organization shall not require separate submission of a cost report by a specialized children's services clinic to the managed care organization.(3)
(a)
The department shall utilize the rates established pursuant to subsection (1) of this section to inform the prospective reimbursement rate.(b)
1.
A cost report shall be submitted by each center annually or upon request by the department.2.
A specialized children's clinic may submit a cost report to the department at any time that there is an increase of five (5) percent in cost during the year.(4)
(a)
An ongoing mental health treatment service shall be billed consistent with Section 4(3) of this administrative regulation.(b)
The department and each managed care organization shall reimburse at least at the minimum of the rates published on the Outpatient Behavioral Health Fee Schedule, or its successor fee schedule, for services related to ongoing mental health treatment.Section 6.
Reimbursement Prior to Implementation of a Prospective Payment Rate. The department and each managed care organization (MCO) shall reimburse pursuant to this subsection until a prospective payment rate is established pursuant to Section 5 of this administrative regulation. At that time, this section shall become nonoperational.(1)
(a)
The department and each managed care organization shall reimburse at least twenty-five (25) percent greater than the Physician's Fee Schedule established pursuant to 907 KAR 3:010 for each service related to a child medical evaluation.(b)
1.
The department may establish and publish a Specialized Children's Clinic Fee Schedule for use by specialized children's clinics.2.
If established and published the fee schedule shall be located at https://www.chfs.ky.gov/agencies/dms/Pages/feesrates.aspx.(c)
The department shall establish any additional procedure codes needed to perform services pursuant to this administrative regulation.(2)
The department and each managed care organization shall reimburse at least at the minimum of the rate for a specialized children's services clinic established pursuant to subsections (1) or (3) of this section.(3)
In the alternative, a specialized children's services clinic may bill a comprehensive rate for services rendered during the time that this section is operational, not including a follow-up evaluation:(a)
The initial rate shall be no less than $894, and shall be updated, if necessary, for inflation.(b)
The department may collaborate with designated representatives of the children's advocacy centers to establish a comprehensive rate that is based on any increases in fees or rates established pursuant to subsection (1) of this section.(c)
A separate bill may be submitted by a specialized children's clinic for a follow-up evaluation.(4)
(a)
An ongoing mental health treatment service shall be billed consistent with Section 4(3) of this administrative regulation.(b)
The department and each managed care organization shall reimburse at least at the minimum of the rates published on the Outpatient Behavioral Health Fee Schedule, or its successor fee schedule, for services related to ongoing mental health treatment.Section 7.
Medical Records and Confidentiality.(1)
Except to the department, duly authorized representatives of federal or state agencies, multidisciplinary team members acting pursuant to KRS 620.050 or a physician, a physician assistant, an APRN, a SANE, or an approved behavioral health practitioner participating in a peer review of a specific child sexual or physical abuse or neglect case, a specialized children's services clinic shall not disclose any information concerning an eligible recipient without:(a)
Written consent of:1.
The recipient; or2.
If the recipient is a minor, the recipient's parent, legal guardian, or attorney; or(b)
A subpoena from a court of appropriate jurisdiction.(2)
A specialized children's services clinic shall:(a)
Maintain a recipient's medical records in accordance with 907 KAR 1:672;(b)
Maintain up-to-date recipient medical records at the site where the medical services are provided;(c)
Ensure that a recipient's medical record shall be readily retrievable, complete, organized, and legible and shall reflect sound medical recordkeeping practices; and(d)
Safeguard medical records against loss, destruction, and unauthorized use.Section 8.
Appeal Rights.(1)
An appeal of a negative action taken by the department regarding a Medicaid recipient shall be in accordance with 907 KAR 1:563.(2)
An appeal of a negative action taken by the department regarding Medicaid eligibility of an individual shall be in accordance with 907 KAR 1:560.(3)
An appeal of a negative action taken by the department regarding a Medicaid provider shall be in accordance with 907 KAR 1:671.Section 9.
The department may administer any benefits or services related to a specialized children's services clinic outside of the managed care benefit.Section 10.
Federal Approval and Federal Financial Participation. The cabinet's coverage and reimbursement of services pursuant to this administrative regulation shall be contingent upon:(1)
Receipt of federal financial participation for the coverage and reimbursement; and(2)
Centers for Medicare and Medicaid Services' approval of the coverage and reimbursement, as relevant.HISTORY: (28 Ky.R. 207; 634; eff. 9-10-2001; Cert eff. 12-6-2019; 49 Ky.R. 1188, 1622; eff. 2-16-2023.)
FILED WITH LRC: January 10, 2023
CONTACT PERSON: Krista Quarles, Policy Analyst, Office of Legislative and Regulatory Affairs, 275 East Main Street 5 W-A, Frankfort, Kentucky 40621; phone 502-564-6746; fax 502-564-7091; email CHFSregs@ky.gov.
907 KAR 3:160.Specialized children's services clinics.
Section 1.
Definitions.(1)
"Affiliation agreement" means a written agreement between a provider and a children's advocacy center to perform a child(2)
"Approved behavioral health practitioner" means an independently licensed practitioner who is:(a)
A physician;(b)
A psychiatrist;(c)
An advanced practice registered nurse;(d)
A physician assistant;(e)
A licensed psychologist;(f)
A licensed psychological practitioner;(g)
A certified psychologist with autonomous functioning;(h)
A licensed clinical social worker;(i)
A licensed professional clinical counselor;(j)
A licensed marriage and family therapist;(k)
A licensed professional art therapist;(l)
A licensed clinical alcohol and drug counselor; or(m)
A licensed behavior analyst.(a)
(b)
(c)
(d)
(3)
"Approved behavioral health practitioner under supervision" means an individual under billing supervision of an approved behavioral health practitioner who is:(a)
1.
A licensed psychological associate working under the supervision of a board-approved licensed psychologist;2.
A certified psychologist working under the supervision of a board-approved licensed psychologist;3.
A marriage and family therapy associate;4.
A certified social worker;5.
A licensed professional counselor associate;6.
A licensed professional art therapist associate;7.
A licensed clinical alcohol and drug counselor associate;8.
A certified alcohol and drug counselor; or9.
A licensed assistant behavior analyst; and(b)
Employed by or under contract with the same billing provider as the billing supervisor.(4)
"Child medical evaluation" is defined by KRS 205.557(1)(c).(5)(3)
"Children's advocacy center" is defined in KRS 620.020(4).(6)(4)
"Department" means the Department for Medicaid Services or its designated agent.(7)(5)
"Medically necessary" or "medical necessity" means that a covered benefit is determined to be needed in accordance with 907 KAR 3:130.(8)
"Sexual assault nurse examiner" or "SANE" is defined in KRS 314.011(14).(6)
(a)
(b)
(c)
(d)
(e)
(f)
(9)(7)
"Specialized children's services clinic" means a clinic enrolled with the Kentucky Medicaid program that provides child (8)
Section 2.
Covered Services.(1)
A child medical evaluation(2)
(a)
(b)
(c)
(d)
(e)
(f)
(g)
an evidence-based trauma screening approved by the Children's Advocacy Centers of Kentucky, or its successor agency.(3)
A child medical evaluation(a)
A licensed physician, an advance practice registered nurse, a physician assistant, or a sexual assault nurse examiner who:1.
Completes the medical history and physical examination;2.
Is employed by, under contract with, or has an affiliation agreement with a specialized children's services clinic;3.
Has received specialized training in the medical examination of sexually-abused children; and4.
5.
Shall make reports resulting from child medical evaluations(b)
As necessary, an approved behavioral health practitioner or an approved behavioral health practitioner under supervision1.
Performs a mental health screening or evidence-based trauma screening to determine the mental health status of the child and the need for further mental health services;2.
Is3.
Is employed by, under contract with, or has an affiliation agreement with a specialized children's services clinic; and4.
Has received specialized training in the mental health screening or evidence-based trauma screening and assessment of sexually-abused children.(4)
(a)
A screening shall:1.
Determine the likelihood that an individual has a mental health disorder, a substance use disorder, or co-occurring disorders;2.
Not establish the presence or specific type of disorder;3.
Establish the need for an in-depth assessment; and4.
Be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(b)
An assessment shall:1.
Include gathering information and engaging in a process with the individual that enables the provider to:a.
Establish the presence or absence of a mental health disorder, substance use disorder, or co-occurring disorders;b.
Determine the individual's readiness for change;c.
Identify the individual's strengths or problem areas that may affect the treatment and recovery processes; andd.
Engage the individual in developing an appropriate treatment relationship;2.
Establish or rule out the existence of a clinical disorder or service need;3.
Include working with the individual to develop a treatment and service plan;4.
Not include a psychological or psychiatric evaluation or assessment; and5.
Be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(c)
Crisis intervention:1.
Shall be a therapeutic intervention for the purpose of immediately reducing or eliminating the risk of physical or emotional harm to:a.
The recipient; orb.
Another individual;2.
Shall consist of clinical intervention and support services necessary to provide integrated crisis response, crisis stabilization interventions, or crisis prevention activities for an individual with a behavioral health disorder;3.
Shall be provided:a.
On-site at a specialized children's clinic;b.
As an immediate relief to the presenting problem or threat; andc.
In a one-on-one encounter between the provider and the recipient, which is delivered either in-person or via telehealth if appropriate pursuant to 907 KAR 3:170;4.
May include:a.
Verbal de-escalation, risk assessment, or cognitive therapy; orb.
Further service planning including:(i)
Lethal means reduction for suicide; or(ii)
Substance use disorder or relapse prevention;5.
Shall be followed by a referral to non-crisis services if applicable; and6.
Shall be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(d)
1.
Intensive outpatient program services shall:a.
Be an alternative to or transition from a higher level of care for a mental health disorder;b.
Offer a multi-modal, multi-disciplinary structured outpatient treatment program that is significantly more intensive than individual outpatient therapy, group outpatient therapy, or family outpatient therapy;c.
Be provided at least three (3) hours per day at least three (3) days per week for adults;d.
Be provided at least six (6) hours per week for adolescents;e.
Include:(i)
Individual outpatient therapy, group outpatient therapy, or family outpatient therapy unless contraindicated;(ii)
Crisis intervention; or(iii)
Psycho-education related to identified goals in the recipient's treatment plan; andf.
Be provided in-person.2.
During psycho-education, the recipient or recipient's family member shall be:a.
Provided with knowledge regarding the recipient's diagnosis, the causes of the condition, and the reasons why a particular treatment might be effective for reducing symptoms; andb.
Taught how to cope with the recipient's diagnosis or condition in a successful manner.3.
An intensive outpatient program services treatment plan shall:a.
Be individualized; andb.
Focus on stabilization and transition to a lesser level of care.4.
To provide intensive outpatient program services, a specialized services clinic shall have:a.
Access to a board-certified or board-eligible psychiatrist for consultation;b.
Access to a psychiatrist, a physician, or an advanced practiced registered nurse for medication prescribing and monitoring;c.
Adequate staffing to ensure a minimum recipient-to-staff ratio of ten (10) recipients to one (1) staff person;d.
The capacity to provide services utilizing a recognized intervention protocol based on nationally accepted treatment principles; ande.
The capacity to employ staff authorized to provide intensive outpatient program services in accordance with this section and to coordinate the provision of services among team members.5.
Intensive outpatient program services shall be provided by:a.
An approved behavioral health practitioner, except for a licensed behavior analyst; orb.
An approved behavioral health practitioner under supervision, except for a licensed assistant behavior analyst.(e)
Individual outpatient therapy shall:1.
Be provided to promote the:a.
Health and wellbeing of the individual; andb.
Restoration of a recipient to the recipient's best possible functional level from a mental health disorder;2.
Consist of:a.
Ab.
A behavioral health therapeutic intervention provided in accordance with the recipient's identified treatment plan;3.
Be aimed at:a.
Reducing adverse symptoms;b.
Reducing or eliminating the presenting problem of the recipient; andc.
Improving functionality;4.
Not exceed three (3) hours per day; and5.
Be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(f)
1.
Family outpatient therapy shall consist of an in-person, or via telehealth as appropriate pursuant to 907 KAR 3:170, behavioral health therapeutic intervention provided:a.
Through scheduled therapeutic visits between the therapist and the recipient and at least one (1) member of the recipient's family; andb.
To address issues interfering with the relational functioning of the family and to improve interpersonal relationships within the recipient's home environment.2.
A family outpatient therapy session shall be billed as one (1) service regardless of the number of individuals, including multiple members from one (1) family, who participate in the session.3.
Family outpatient therapy shall:a.
Be provided to promote the:(i)
Health and wellbeing of the individual; or(ii)
Restoration of a recipient to the recipient'sb.
Not exceed three (3) hours per day alone or in combination with any other outpatient therapy per recipient unless additional time is medically necessary.4.
Family outpatient therapy shall be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(g)
1.
Group outpatient therapy shall:a.
Be a behavioral health therapeutic intervention provided in accordance with a recipient's identified plan of care;b.
Be provided to promote the:(i)
Health and wellbeing of the individual; and(ii)
Restoration of a recipient to the recipient'sc.
Consist of an in-person, or via telehealth as appropriate pursuant to 907 KAR 3:170, behavioral health therapeutic intervention provided in accordance with the recipient's identified treatment plan;d.
Be provided to a recipient in a group setting:(i)
Of nonrelated individuals; and(ii)
Not to exceed twelve (12) individuals in size;e.
Focus on the psychological needs of the recipients as evidenced in each recipient's plan of care;f.
Center on goals including building and maintaining healthy relationships, personal goals setting, and the exercise of personal judgment;g.
Not include physical exercise, a recreational activity, an educational activity, or a social activity; andh.
Not exceed three (3) hours per day alone or in combination with any other outpatient therapy per recipient unless additional time is medically necessary.2.
A family outpatient therapy group shall have a:a.
Deliberate focus; andb.
Defined course of treatment.3.
The subject of a group receiving group outpatient therapy shall be related to each recipient participating in the group.4.
The provider shall keep individual notes regarding each recipient within the group and within each recipient's health record.5.
Family outpatient therapy shall be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(h)
1.
Collateral outpatient therapy shall:a.
Consist of an in-person or appropriate telehealth, provided pursuant to 907 KAR 3:170, behavioral health consultation:(i)
With a parent or caregiver of a recipient, household member of a recipient, legal representative of a recipient, school personnel, treating professional, or other person with custodial control or supervision of the recipient; and(ii)
That is provided in accordance with the recipient's treatment plan; andb.
Not exceed three (3) hours per day alone or in combination with any other outpatient therapy per recipient unless additional time is medically necessary.2.
Written consent by a parent or custodial guardian to discuss a recipient's treatment with any person other than a parent or legal guardian shall be signed and filed in the recipient's health record.3.
Collateral outpatient therapy shall be provided by:a.
An approved behavioral health practitioner; orb.
An approved behavioral health practitioner under supervision.(i)
1.
Peer support services shall:a.
Be emotional support that is provided by:(i)
An individual who has been trained and certified in accordance with 908 KAR 2:220 and who is experiencing or has experienced a mental health disorder to a recipient by sharing a similar mental health disorder in order to bring about a desired social or personal change;(ii)
A parent or other family member, who has been trained and certified in accordance with 908 KAR 2:230, of a child having or who has had a mental health disorder to a parent or family member of a child sharing a similar mental health disorder in order to bring about a desired social or personal change; or(iii)
An individual, who has been trained and certified in accordance with 908 KAR 2:240 and identified as experiencing as a child or youth an emotional, social, or behavioral disorder that is defined in the current version of the Diagnostic and Statistical Manual for Mental Disorders;b.
Be an evidence-based practice;c.
Be structured and scheduled non-clinical therapeutic activities with an individual recipient or a group of recipients;d.
Promote socialization, recovery, self-advocacy, preservation, and enhancement of community living skills for the recipient;e.
Be coordinated within the context of a comprehensive, individualized plan of care developed through a person-centered planning process;f.
Be identified in each recipient's plan of care;g.
Be designed to directly contribute to the recipient's individualized goals as specified in the recipient's plan of care; andh.
Be provided face-to-face or via telehealth, as established pursuant to 907 KAR 3:170.2.
To provide peer support services, a specialized children's services clinic shall:a.
Have demonstrated:(i)
The capacity to provide peer support services for the behavioral health population being served including the age range of the population being served; and(ii)
Experience in serving individuals with behavioral health disorders;b.
Employ peer support specialists who are qualified to provide peer support services in accordance with 908 KAR 2:220, 908 KAR 2:230, or 908 KAR 2:240;c.
Use an approved behavioral health practitioner to supervise peer support specialists;d.
Have the capacity to coordinate the provision of services among team members;e.
Have the capacity to provide ongoing continuing education and technical assistance to peer support specialists;f.
Require individuals providing peer support services to recipients to provide no more than thirty (30) hours per week of direct recipient contact; andg.
Require peer support services provided to recipients in a group setting not exceeding eight (8) individuals within any group at a time.(5)
Ongoing mental health treatment services shall be provided by:(a)
1.
An approved behavioral health practitioner; or2.
An approved behavioral health practitioner under supervision; and(b)
1.
A provider who is an employee of the specialized children's services clinic; or2.
A provider who has a contractual relationship with the specialized children's services clinic and who does not duplicate the provided behavioral health services to the recipient for another Medicaid provider.Section 3.
Provider Requirements.(1)
A provider shall be enrolled with the department as a specialized children's services clinic.(2)
A specialized children's services clinic shall be a children's advocacy center whose providers are employed by, under contract with, or have a signed affiliation agreement with the clinic.(3)
A SANE who is a registered nurse, but not an APRN, shall be under the supervision of a physician, an APRN, or a physician assistant who is employed or contractually associated with the specialized children's services clinic for billing purposes.Section 4.
Billing for Services.(1)
A child medical evaluation(a)
The services of the:1.
Physician;2.
Advanced practice registered nurse;3.
Physician assistant; or4.
SANE.(b)
Mental health screening services provided by an approved behavioral health practitioner or an approved behavioral health practitioner under supervision(c)
Services and supplies furnished as an incidental part of the(d)
Medical services provided by other clinic employees under the direct supervision of the physician, advanced practice registered nurse, physician assistant, or SANE; or(e)
Follow-up services provided by the physician, advanced practice registered nurse, physician assistant, SANE, approved behavioral health practitioner, or approved behavioral health practitioner under supervision.(2)
Child medical evaluation services provided by a physician, an advanced practice registered nurse, a physician assistant, a SANE, or an approved behavioral health practitioner or an approved behavioral health practitioner under supervision(3)
Mental health treatment by an approved behavioral health practitioner or approved behavioral health practitioner under supervision shall be billed per encounter by the specialized children's services clinic as consistent with:(a)
The Outpatient Behavioral Health Fee Schedule, or its successor fee schedule, available at https://www.chfs.ky.gov/agencies/dms/Pages/feesrates.aspx; and(b)
Section 2 of this administrative regulation.(4)
(a)
A specialized children's services clinic may provide laboratory services directly if:1.
The clinic has the appropriate Clinical Laboratory Improvement Amendments (CLIA) certificate to perform laboratory testing pursuant to 907 KAR 1:028; and2.
The services are prescribed by a physician, an advanced practice registered nurse, a physician assistant, or a SANE who has a contractual relationship with the clinic.(b)
If a specialized children's services clinic does not have the appropriate CLIA certificate to perform necessary laboratory testing, it shall establish a contractual relationship with a laboratory or facility with the appropriate CLIA certificate in order to perform any laboratory service required pursuant to this administrative regulation. The contracted laboratory shall not separately bill for any services provided for a specialized children's services clinic that are also submitted for reimbursement pursuant to this administrative regulation.(c)
Laboratory services may be administered, as appropriate, by:1.
A physician;2.
An APRN;3.
A physician assistant;4.
A SANE;5.
An approved behavioral health practitioner; or6.
An approved behavioral health practitioner under supervision.Section 5.
Reimbursement.(1)
The department shall establish a prospective payment(a)
The prospective payment rate shall(b)
The prospective reimbursement rate shall incorporate additional expected expenses for the next year, including expected inflation for the next year.(2)
(a)
A managed care organization shall accept the surveys submitted by the department and the department's determination of a prospective reimbursement rate for each and any specialized children's services clinic.(b)
A managed care organization shall not require separate submission of a cost report by a specialized children's services clinic to the managed care organization.(a)
(b)
(3)
(3)
(a)
The department shall utilize the rates established pursuant to subsection (1) of this section to inform the prospective reimbursement rate.(b)
1.
A cost report shall be submitted by each center annually or upon request by the department.2.
A specialized children's clinic may submit a cost report to the department at any time that there is an increase of five (5) percent in cost during the year.(4)
(a)
An ongoing mental health treatment service shall be billed consistent with Section 4(3) of this administrative regulation.(b)
The department and each managed care organization shall reimburse at least at the minimum of the rates published on the Outpatient Behavioral Health Fee Schedule, or its successor fee schedule, for services related to ongoing mental health treatment.Section 6.
Reimbursement Prior to Implementation of a Prospective Payment Rate. The department and each managed care organization (MCO) shall reimburse pursuant to this subsection until a prospective payment rate is established pursuant to Section 5 of this administrative regulation. At that time, this section shall become nonoperational.(1)
(a)
The department and each managed care organization shall reimburse at least twenty-five (25) percent greater than the Physician's Fee Schedule established pursuant to 907 KAR 3:010 for each service related to a child medical evaluation.(b)
1.
The department may establish and publish a2.
If established and published the fee schedule shall be located at https://www.chfs.ky.gov/agencies/dms/Pages/feesrates.aspx.(c)
The department shall establish any additional procedure codes needed to perform services pursuant to this administrative regulation.(2)
The department and each managed care organization shall reimburse at least at the minimum of the rate for a specialized children's services clinic established pursuant to subsections (1) or (3) of this section.(3)
In the alternative, a specialized children's services clinic may bill a comprehensive rate for services rendered during the time that this section is operational, not including a follow-up evaluation:(a)
The initial rate shall be no less than $894, and shall be updated, if necessary, for inflation.(b)
The department may collaborate with designated representatives of the children's advocacy centers to establish a comprehensive rate that is based on any increases in fees or rates established pursuant to subsection (1) of this section.(c)
A separate bill may be submitted by a specialized children's clinic for a follow-up evaluation.(4)
(a)
An ongoing mental health treatment service shall be billed consistent with Section 4(3) of this administrative regulation.(b)
The department and each managed care organization shall reimburse at least at the minimum of the rates published on the Outpatient Behavioral Health Fee Schedule, or its successor fee schedule, for services related to ongoing mental health treatment.Section 7.Section 6.
Medical Records and Confidentiality.(1)
Except to the department, duly authorized representatives of federal or state agencies, multidisciplinary team members acting pursuant to KRS 620.050 or a physician, a physician assistant, an APRN, a SANE, or an approved behavioral health practitioner participating in a peer review of a specific child sexual or physical abuse or neglect case, a specialized children's services clinic shall not disclose any information concerning an eligible recipient without:(a)
Written consent of:1.
The recipient; or2.
If the recipient is a minor, the recipient's parent, legal guardian, or attorney; or(b)
A subpoena from a court of appropriate jurisdiction.(2)
A specialized children's services clinic shall:(a)
Maintain a recipient's medical records in accordance with 907 KAR 1:672;(b)
Maintain up-to-date recipient medical records at the site where the medical services are provided;(c)
Ensure that a recipient's medical record shall be readily retrievable, complete, organized, and legible and shall reflect sound medical recordkeeping practices; and(d)
Safeguard medical records against loss, destruction, and unauthorized use.Section 8.Section 7.
Appeal Rights.(1)
An appeal of a negative action taken by the department regarding a Medicaid recipient shall be in accordance with 907 KAR 1:563.(2)
An appeal of a negative action taken by the department regarding Medicaid eligibility of an individual shall be in accordance with 907 KAR 1:560.(3)
An appeal of a negative action taken by the department regarding a Medicaid provider shall be in accordance with 907 KAR 1:671.Section 9.
The department may administer any benefits or services related to a specialized children's services clinic outside of the managed care benefit.Section 10.
Federal Approval and Federal Financial Participation. The cabinet's coverage and reimbursement of services pursuant to this administrative regulation shall be contingent upon:(1)
Receipt of federal financial participation for the coverage and reimbursement; and(2)
Centers for Medicare and Medicaid Services' approval of the coverage and reimbursement, as relevant.HISTORY: (28 Ky.R. 207; 634; eff. 9-10-2001; Cert eff. 12-6-2019; 49 Ky.R. 1188, 1622; eff. 2-16-2023.)
FILED WITH LRC: January 10, 2023
CONTACT PERSON: Krista Quarles, Policy Analyst, Office of Legislative and Regulatory Affairs, 275 East Main Street 5 W-A, Frankfort, Kentucky 40621; phone 502-564-6746; fax 502-564-7091; email CHFSregs@ky.gov.