| Last Action | to Banking & Insurance (H) |
|---|---|
| Title | AN ACT relating to elder abuse prevention in brokerage-financial accounts. |
| Bill Documents | Introduced |
| Bill Request Number | 197 |
| Sponsors | D. Elliott, J. Jenkins, D. Johnson, R. Palumbo |
| Summary of Original Version | Create a new section of KRS Chapter 292 to grant civil and administrative immunity to broker-dealers or investment advisers who, with reasonable belief and in good faith, report suspected financial exploitation of eligible adults to the Cabinet for Health and Family Services and the commissioner of the Department of Financial Institutions. |
| Index Headings of Original Version |
Fiduciaries - Investment advisers, financial exploitation, reporting of, requirement Securities - Investment advisers, financial exploitation, reporting of, requirement Aged Persons and Aging - Eligible adults, financial exploitation, reporting of, requirement Banks and Financial Institutions - Investment advisers, financial exploitation, reporting of, requirement |
| 11/30/16 |
|
|---|---|
| 01/03/17 |
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Last updated: 1/16/2019 3:02 PM (EST)