Senate Bill 139

Actions
Last Action 04/04/24: signed by Governor
Title AN ACT relating to investment advisers.
Bill Documents Current
Introduced
Bill Request Number 1784
Sponsors C. McDaniel, M. Deneen
Summary of Original Version Create a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers; establish requirements for the exemption; direct where filings shall be made; require investment advisers to comply with registration requirements within 90 days of becoming ineligible for exemption; permit the commissioner of the Department of Financial Institutions to waive certain provisions; amend KRS 292.330 to conform; make technical amendments.
Index Headings of Original Version Licensing - Investment advisers, registration exemption
Securities - Investment advisers, registration exemption
State Agencies - Department of Financial Institutions, private fund advisers, regulation
Technical Corrections - Securities, registration requirements
Public Protection - Private fund advisers, regulation
Votes Vote History

Actions

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01/26/24
  • introduced in Senate
  • to Committee on Committees (S)
01/29/24
  • to Banking & Insurance (S)
02/13/24
  • reported favorably, 1st reading, to Calendar
02/14/24
  • 2nd reading, to Rules
  • posted for passage in the Regular Orders of the Day for Friday, February 16, 2024
02/16/24
  • 3rd reading, passed 29-0
02/20/24
  • received in House
  • to Committee on Committees (H)
03/05/24
  • to Banking & Insurance (H)
03/06/24
  • reported favorably, 1st reading, to Calendar
03/07/24
  • 2nd reading, to Rules
03/22/24
  • posted for passage in the Regular Orders of the Day for Monday, March 25, 2024
03/27/24
  • 3rd reading, passed 92-0
  • received in Senate
  • enrolled, signed by President of the Senate
  • enrolled, signed by Speaker of the House
  • delivered to Governor
04/04/24
  • signed by Governor


Last updated: 4/14/2024 1:20 PM (EDT)