24RS SB 139

Actions

Last Action	04/04/24: signed by Governor
Title	AN ACT relating to investment advisers.
Bill Documents	Current/Final Introduced
Bill Request Number	1784
Sponsors	C. McDaniel, M. Deneen
Summary of Original Version	Create a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers; establish requirements for the exemption; direct where filings shall be made; require investment advisers to comply with registration requirements within 90 days of becoming ineligible for exemption; permit the commissioner of the Department of Financial Institutions to waive certain provisions; amend KRS 292.330 to conform; make technical amendments.
Index Headings of Original Version	Licensing - Investment advisers, registration exemption Securities - Investment advisers, registration exemption State Agencies - Department of Financial Institutions, private fund advisers, regulation Technical Corrections - Securities, registration requirements Public Protection - Private fund advisers, regulation
Votes	Vote History

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01/26/24	introduced in Senate to Committee on Committees (S)
01/29/24	to Banking & Insurance (S)
02/13/24	reported favorably, 1st reading, to Calendar
02/14/24	2nd reading, to Rules posted for passage in the Regular Orders of the Day for Friday, February 16, 2024
02/16/24	3rd reading, passed 29-0
02/20/24	received in House to Committee on Committees (H)
03/05/24	to Banking & Insurance (H)
03/06/24	reported favorably, 1st reading, to Calendar
03/07/24	2nd reading, to Rules
03/22/24	posted for passage in the Regular Orders of the Day for Monday, March 25, 2024
03/27/24	3rd reading, passed 92-0 received in Senate enrolled, signed by President of the Senate enrolled, signed by Speaker of the House delivered to Governor
04/04/24	signed by Governor