Title 808 | Chapter 010 | Regulation 050


808 KAR 10:050.Application withdrawal.

Section 1.

An application for registration as agent, broker-dealer, investment adviser, or investment adviser representative shall be presumed to have been withdrawn if the applicant takes no affirmative action to consummate the registration for a period in excess of ninety (90) days from the date the application is received by the commissioner.

HISTORY: (SR 330(3)-1; 1 Ky.R. 1094; eff. 6-11-75; 37 Ky.R. 2487; 2839; eff. 7-1-11; Crt eff. 2-27-2020.)

7-Year Expiration: 2/27/2027

Last Updated: 12/15/2021


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