Last Action | 04/04/24: signed by Governor (Acts Ch.42) |
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Title | AN ACT relating to investment advisers. |
Bill Documents |
Acts Chapter 42
Current/Final Introduced |
Bill Request Number | 1784 |
Sponsors | C. McDaniel, M. Deneen |
Summary of Enacted Version | Creates a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers, to establish requirements for the exemption, to direct where filings shall be made, to require that investment advisers comply with registration requirements within 90 days of becoming ineligible for exemption, and to permit the commissioner of the Department of Financial Institutions to waive certain provisions; and amends KRS 292.330 to conform and to make technical amendments. |
Summary of Original Version | Create a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers; establish requirements for the exemption; direct where filings shall be made; require investment advisers to comply with registration requirements within 90 days of becoming ineligible for exemption; permit the commissioner of the Department of Financial Institutions to waive certain provisions; amend KRS 292.330 to conform; make technical amendments. |
Index Headings of Original Version |
Licensing - Investment advisers, registration exemption Securities - Investment advisers, registration exemption State Agencies - Department of Financial Institutions, private fund advisers, regulation Technical Corrections - Securities, registration requirements Public Protection - Private fund advisers, regulation |
Votes | Vote History |
01/26/24 |
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01/29/24 |
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02/13/24 |
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02/14/24 |
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02/16/24 |
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02/20/24 |
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03/05/24 |
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03/06/24 |
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03/07/24 |
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03/22/24 |
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03/27/24 |
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04/04/24 |
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Last updated: 9/26/2024 1:37 PM (EDT)